- City National Bank (Los Angeles, CA)
- …, Audit), broker-dealer businesses, and other US-based businesses regarding all aspects of AML laws, including the Bank Secrecy Act, and other financial crimes. ... *SENIOR COUNSEL- AML /FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior.../Financial Crimes will provide legal advice to City National Bank , a national banking association and its subsidiaries, affiliates… more
- US Bank (San Francisco, CA)
- …the Bank 's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model Risk Management ("MRM") program ... works with Model Owners and Developers to validate models related to the Bank 's Compliance and Financial Crimes groups, which can include Anti-Money Laundering… more
- City National Bank (Los Angeles, CA)
- …AUDIT- BSA/ AML * WHAT IS THE OPPORTUNITY? The Director of Audit for BSA/ AML , will support City National Bank 's Internal Audit department by providing ... of CNB's processes and controls related to Financial Crimes Compliance , including BSA/ AML , OFAC and ABAC. This...and Anti-Bribery and Corruption (ABAC) practices for City National Bank (CNB). * Audit Assurance: * Prepare and oversee… more
- SMBC (Sacramento, CA)
- … Department. FCC is responsible for designing and maintaining the Bank 's BSA/ AML , Sanctions, and Fraud Programs to ensure compliance with all applicable laws ... our mission to create a completely new, 100% digital bank that uses consumer feedback to truly meet customers'...program. This individual should have a foundational knowledge of AML compliance and a strong background in… more
- City National Bank (San Francisco, CA)
- …system responsibilities. WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices, leveraging industry best ... WHAT IS THE OPPORTUNITY? Management and accountability of the Bank 's Financial Crimes Compliance (FCC) department responsible...financial industry companies * Minimum 5 years of the Bank Secrecy Act ( AML /KYC), USA Patriot Act… more
- US Bank (Irvine, CA)
- …US Bank 's Code of Ethics and regulatory obligations, including AML , BSA, and information security protocols. **Basic Qualifications** - Bachelor's degree, or ... At US Bank , we're on a journey to do our...a critical role in maintaining a strong culture of compliance and risk management across your assigned region(s). You… more
- City National Bank (Beverly Hills, CA)
- …on DARS report. * Respond timely and accurately to inquiries from the Bank 's Financial Intelligence Unit (KYC/ AML ) and/or other Support Unit's regarding client ... processing for the portfolio supported. WHAT WILL YOU DO? Risk Management/ Compliance * Within authority, perform deposit operations-related activities within the… more
- Bank of America (San Francisco, CA)
- …fields or equivalent work experience + Working knowledge of US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + ... years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Treasury-Sales-Officer North-America\_25028329) **Job Description:** At Bank of America, we are guided by a common… more
- Enterprise Bank & Trust (San Diego, CA)
- …commitment letters. + Demonstrate a satisfactory understanding of and adherence to Bank operational policies and applicable compliance regulations as they relate ... your duties and responsibilities as it relates to the Bank Secrecy Act (BSA), Anti-Money Laundering Act ( AML... Bank Secrecy Act (BSA), Anti-Money Laundering Act ( AML ), Patriot Act, and Office of Foreign Assets Control… more
- City National Bank (Los Angeles, CA)
- …THE OPPORTUNITY? This position will work directly with the City National Bank 's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for ... leadership team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more