- Enterprise Bank & Trust (San Diego, CA)
- …commitment letters. + Demonstrate a satisfactory understanding of and adherence to Bank operational policies and applicable compliance regulations as they relate ... your duties and responsibilities as it relates to the Bank Secrecy Act (BSA), Anti-Money Laundering Act ( AML... Bank Secrecy Act (BSA), Anti-Money Laundering Act ( AML ), Patriot Act, and Office of Foreign Assets Control… more
- City National Bank (Los Angeles, CA)
- …THE OPPORTUNITY? This position will work directly with the City National Bank 's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for ... leadership team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more
- City National Bank (Los Angeles, CA)
- …investigations for commercial loan borrowers in adherence with credit policy and compliance with BSA and USA Patriot Act. Responsible for the quality assurance ... commercial loan borrowers and prospect reviews utilizing a variety of internal bank systems and external research tools to investigate, research, and prepare… more
- City National Bank (Los Angeles, CA)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify and assess key control ... and work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. * Data… more
- City National Bank (Los Angeles, CA)
- *OPERATIONS OFFICER* WHAT IS THE OPPORTUNITY? City National Bank is looking for a Back Office Operations Specialist within Capital Markets Operations. The ideal ... communication skills. Additional responsibilities include internal communicating with Technology, Compliance , Risk, Sales and Trading internal partners. The Operations… more
- Banc of California (Santa Ana, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...and working cases from beginning to completion according to AML procedures and policies. Performs all duties in accordance… more
- Banc of California (Santa Ana, CA)
- …Ensure the completion, data integrity and submittal of the CTR forms by utilizing the bank 's Core and AML monitoring software to meet BSA/ AML reporting ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program plan and other ... **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank...in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- SMBC (Sacramento, CA)
- …portfolio of benefits to its employees. Our mission is to be "the bank of choice" for middle market and professional service companies by establishing long ... of highly skilled and seasoned bankers. To achieve our mission to be the ' bank of choice' for middle market and professional services companies, we are focused on… more
- Cherry Bekaert (Sacramento, CA)
- …practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing internal audit, regulatory compliance ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk Management, and… more