- MUFG (Tampa, FL)
- …operations. Ensure the Staff receives proper training. in all regulatory and bank compliance issues. Enforce applicable internal policies and procedures ... reporting to Management on staff performance issues, productivity and incidents. + ** Compliance :** . Enforce bank 's compliance policies and procedures.… more
- SolomonEdwards (Tallahassee, FL)
- …on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic advisor ... to management and audit leadership by applying deep knowledge of the Bank 's model risk framework, regulatory requirements, and emerging industry practices. .… more
- Scotiabank (Tampa, FL)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. Supports building of a ... development and maintenance in alignment with strategy, regulation, governance and compliance , risk management, audit, policies, and procedures. + Maintain product… more
- Scotiabank (Tampa, FL)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a high performance ... strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **Accountabilities** +… more
- MUFG (Tampa, FL)
- …operations. Ensure the Staff receives proper training. in all regulatory and bank compliance issues. Enforce applicable internal policies and procedures ... reporting to Management on staff performance issues, productivity and incidents. + ** Compliance :** Enforce bank 's compliance policies and procedures. Ensure… more
- MUFG (Tampa, FL)
- …operations. Ensure the Staff receives proper training in all regulatory and bank compliance issues. Enforce applicable internal and HO operational procedures. ... changes to workflow process, system enhancements and internal controls are effected. + Compliance : Enforce bank 's compliance policies and procedures. Ensure… more
- Citigroup (Boca Raton, FL)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... new clients with the goal of bringing in new bank and brokerage assets. + Deepen relationships with existing...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Miami, FL)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management ... of supervisory issues escalated + Review and approval of designated bank -channel and broker-dealer investments + Manage surveillance alerts within stated policy… more
- MUFG (Tampa, FL)
- …reconciled against courier log. Handle Documentary LC documents as well. **Perform compliance checks/screening** for OFAC, EAR, Anti-boycott, BSA AML and JFEL ... (a) Documentary Collections- Incoming and Outgoing/ Checks (b) US compliance regulation checks/screening/data entry; and (c) acceptances/payments, Reimbursement claims.… more
- MUFG (Tampa, FL)
- …in operational risk management, (Includes operations, operational risk management, compliance , audit, and third party risk management within technology and/or ... regulated environment + Knowledge of critical domestic and international banking regulations (BSA/ AML , Dodd Frank, USA Patriot Act and OFAC, UCC, etc) and experience… more