- MUFG (Tampa, FL)
- …operations. Ensure the Staff receives proper training in all regulatory and bank compliance issues. Enforce applicable internal and HO operational procedures. ... changes to workflow process, system enhancements and internal controls are effected. + Compliance : Enforce bank 's compliance policies and procedures. Ensure… more
- EverBank (Jacksonville, FL)
- …process for more complex business accounts, ensuring all documentation and compliance requirements are met. + Processes and reviews business banking applications, ... Maintains accurate records and documentation in accordance with regulatory and internal compliance standards. + Assists with inbound and outbound calls and emails. +… more
- Navy Federal Credit Union (Jacksonville, FL)
- …+ Identify account irregularities, potential fraud and abuse, governed by Bank Secrecy Act (BSA)/Anti- Money Laundering ( AML ); document/inform management ... optimal satisfaction and retention, meet and growth goals while ensuring compliance to federal, state and agency regulations, industry standards, and Navy… more
- MUFG (Tampa, FL)
- …Banking/Lending, Bank Operations Support, and Corporate Functions. + Compliance expertise, including AML /BSA, Wires/Payment Operations, Cross-Border Banking, ... the First Line of Defense Quality Control (FLoD QC) review for the Bank 's Risk and Control Self-Assessment (RCSA) program. This role entails a comprehensive review… more
- Truist (Miami, FL)
- …11. Satisfy all regulatory license requirements. The list includes Firm Element CE, AML Training, the Annual Compliance Questionnaire, and any additional product ... serves as the International Center of Excellence for the Bank . Our focus is to develop and deepen relationships...service and responsiveness. 9. Work within the existing audit, compliance and regulatory framework in order to ensure a… more
- Citigroup (Boca Raton, FL)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... new clients with the goal of bringing in new bank and brokerage assets. + Deepen relationships with existing...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MUFG (Tampa, FL)
- …process deliverables. **Major Responsibilities:** + Demonstrate subject matter expertise with compliance and surveillance initiatives related to OFAC, BSA/ AML , ... any, are resolved according to department policies. + Process lifting charges and bank to bank charges as received on a timely basis. + Perform month end… more
- MUFG (Tampa, FL)
- …reconciled against courier log. Handle Documentary LC documents as well. **Perform compliance checks/screening** for OFAC, EAR, Anti-boycott, BSA AML and JFEL ... (a) Documentary Collections- Incoming and Outgoing/ Checks (b) US compliance regulation checks/screening/data entry; and (c) acceptances/payments, Reimbursement claims.… more
- MUFG (Tampa, FL)
- …staff members, setting priorities, time limits and critical task objectives. **Perform compliance checks/screening** for OFAC, EAR, Anti-boycott, BSA AML and ... UAT testing; (f)Quality Control and Customer Service; (g) US compliance regulation checks/screening/data entry; and (h) acceptances/payments, Reimbursement claims.… more
- Banco Popular Puerto Rico (Miami Lakes, FL)
- …Knowledge of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc) + Detailed ... financial reporting and covenant requirements to keep customer in compliance . + Review of loans downgraded or deemed to...was founded over a century ago. From a small bank it has developed into a large corporation that… more