- SMBC (Sacramento, CA)
- …will be responsible for the ongoing administration of the Financial Crimes Compliance ("FCC") Data Analytics, Model Governance and Model Validation programs for both ... responsible for supporting the design, implementation, and enhancements of BSA/ AML tools and systems, including transactions monitoring, sanctions screening systems,… more
- Cherry Bekaert (Sacramento, CA)
- …practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing internal audit, regulatory compliance ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk Management, and… more
- Intuit (Mountain View, CA)
- …crucial in enabling Fintech Risk Management to detect and mitigate fraud, financial and compliance risks. The compliance risk pertains to a wide range of ... regulatory domains such as Anti-Money Laundering ( AML ), Consumer Protection, and Sanctions, among others. Our mission is to minimize the impact of these risks on our… more
- SMBC (Sacramento, CA)
- …required supporting documentation. + Prepares Suspicious Activity Reports (SAR) in compliance with established regulatory guidelines and time frames. + Document all ... and analysis conducted in the Case Management System Assists in the compliance with 314(a) and 314(b) responsibilities. + Communicates findings, status, open issues,… more
- Banc of California (Santa Ana, CA)
- …Support team, overseeing projects and process improvements, ensuring compliance , and maintaining vendor relationships. The manager analyzes requirements, ... and monitors IT processes to ensure operational effectiveness and audit compliance . Creates and maintains documentation of processes, reports, applications and… more
- SolomonEdwards (Sacramento, CA)
- …on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic advisor ... risk management, and risk domains such as credit, market, liquidity, interest rate, AML , and financial crimes. . Ability to critically evaluate and challenge model… more
- SolomonEdwards (Sacramento, CA)
- …validation of complex models in credit, market, liquidity, interest rate risk, AML , and financial crimes. The ideal candidate will bring deep technical expertise, ... associated controls. . Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to report findings and… more
- City National Bank (Los Angeles, CA)
- …team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution ... to the business line. * Provide guidance on Control Standards to ensure compliance -related controls are documented in line with the standards * Partners with product… more
- PayJunction (Santa Barbara, CA)
- …payments initiatives, ensuring transparency and accountability. Partner with finance, compliance , and customer support teams to ensure accurate reconciliation, ... roadmap ensuring the team regularly invests in maintenance. + Ensure compliance with payment standards and complete certifications with payment processors. +… more
- CBRE (Los Angeles, CA)
- …with compliance specialists within the Company to establish, maintain and monitor compliance issues, with special attention to BSA, AML , KYC, and privacy ... legal matters for CBRE DSF, including advising on corporate governance, compliance , employment, litigation, and risk management matters and supervising outside… more