- Intuit (Mountain View, CA)
- …seamless experience for our customers while minimizing fraud losses and maintaining compliance with applicable regulations. **What you'll bring** + 5-7 years of ... regulations and fraud return codes (eg, ACH NACHA rules, Reg E, KYC/ AML basics). + Strong analytical, investigative, and problem-solving skills. + Excellent… more
- Enterprise Bank & Trust (San Diego, CA)
- …satisfactory understanding of and adherence to Bank operational policies and applicable compliance regulations as they relate to the specific job duties assigned. + ... as it relates to the Bank Secrecy Act (BSA), Anti-Money Laundering Act ( AML ), Patriot Act, and Office of Foreign Assets Control Regulations (OFAC). This includes… more
- Amazon (Mountain View, CA)
- …meaningful impact to their business. About the team The Application Modernization Lab ( AML ) is a strategic Amazon Web Services (AWS) Center of Excellence helping top ... automation and scripting (eg, Terraform, Python) - Knowledge of security and compliance standards (eg, HIPAA, GDPR) - Strong communication skills with the ability… more
- City National Bank (Beverly Hills, CA)
- …processing for the portfolio supported. WHAT WILL YOU DO? Risk Management/ Compliance * Within authority, perform deposit operations-related activities within the ... and accurately to inquiries from the Bank's Financial Intelligence Unit (KYC/ AML ) and/or other Support Unit's regarding client transactions and account activity.… more
- City National Bank (Los Angeles, CA)
- …investigations for commercial loan borrowers in adherence with credit policy and compliance with BSA and USA Patriot Act. Responsible for the quality assurance ... branch operations, risk management or related function and two years' of BSA/ AML experience * 2 years' experience using Microsoft Office *Additional Qualifications*… more
- Banc of California (Santa Ana, CA)
- …YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Banc of California (Santa Ana, CA)
- …is required + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Banc of California (Santa Ana, CA)
- …Card Act. + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to this ... Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Right to Financial Privacy Act (RFPA, state and federal) + Basic… more
- Robert Half Office Team (San Diego, CA)
- …Account Opening & Maintenance + Manage onboarding (NetX360/Pershing), documentation, and compliance coordination + Track and renew W-8 forms; update client records ... fiduciary invoices as needed Alternative Investments + Coordinate subscription agreements, AML docs, capital calls, and online access + Conduct quarterly reviews… more
- City National Bank (Los Angeles, CA)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify and assess key control ... * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience conducting… more