- City National Bank (Los Angeles, CA)
- …skills. Additional responsibilities include internal communicating with Technology, Compliance , Risk, Sales and Trading internal partners. The Operations ... procedures and controls are being followed and maintained * Perform BSA/ AML /OFAC reviews of client transactions as applicable to the departmental assignment.… more
- Banc of California (Santa Ana, CA)
- …and employees. + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Right to Financial Privacy Act (RFPA, state and federal). **HOW WE'LL… more
- Banc of California (Los Angeles, CA)
- …to continually demonstrate knowledge of, adherence to, monitoring, and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Citigroup (Beverly Hills, CA)
- …paying agent services, a strong network among top law firms, and fluency in AML /KYC protocols critical to deal execution. Deposit pricing acumen and a comfort level ... needs.** **Collaborate closely with internal and external product, operations, compliance , and relationship management teams to deliver seamless end-to-end execution… more
- Banc of California (Santa Ana, CA)
- …YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Bank of America (San Francisco, CA)
- …fields or equivalent work experience + Working knowledge of US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + ... Excellent communications and presentation skills + Strong analytical and problem solving skills + Ability to both work independently and within teams **Additional Qualifications:** + Familiar with Salesforce & Tableau + Knowledge of traditional trade products… more
- Citigroup (San Francisco, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... motivate staff + In-depth knowledge of client onboarding requirements, including KYC and AML + Excellent verbal and written communication skills + US: Licenses 7,63,… more