- SitusAMC (Tallahassee, FL)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... and data security. + Prioritizes and plans work activities; uses time efficiently; sets goals and objectives; develops realistic action plans; displays willingness to make decisions; exhibits sound and accurate judgment; supports and explains reasoning for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with both internal clients and functional area representatives including legal, compliance , supervision, operations, and AML . **Essential Duties and ... Responsibilities:** + Working with RJ Legal, origination, investment research, and operational due diligence teams to negotiate distribution and referral agreements. + Builds collaborative partnerships with other teams involved in sourcing and offering… more
- TD Bank (Fort Lauderdale, FL)
- …enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior AML Financial Crime Risk Investigator conducts holistic reviews of client ... demarketing clients, as appropriate; and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be successful… more
- Wells Fargo (Miami, FL)
- …and client retention + Work to understand and comply with anti-money laundering ( AML ) and Bank Secrecy Act (BSA) regulation in conjunction with financial crimes and ... skillset + Ability to demonstrate deep product knowledge + 2 years of BSA / AML and Risk Management experience + Ability to work in a fast-paced deadline driven… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer, you'll be responsible for ... Lead the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives and work plans. + Develops,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …models, including market risk, credit risk, asset management, capital markets and BSA/ AML models. The role involves assisting with model documentation reviews, data ... and enhance a career in financial risk, model risk, model analytics, or compliance analytics areas. The ideal candidate is detail-oriented, eager to learn, and… more
- First National Bank of Omaha (FL)
- …to ensure day-to-day partner requests are responded to appropriately and expeditiously. Compliance : Understand and comply with the Bank's BSA/ AML Program, which ... Diligence Policy + Identifying, monitoring and reporting suspicious activity + Completing BSA/ AML training in a timely manner as directed by management **The Ideal… more
- SolomonEdwards (Tallahassee, FL)
- …on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic advisor ... risk management, and risk domains such as credit, market, liquidity, interest rate, AML , and financial crimes. . Ability to critically evaluate and challenge model… more
- SolomonEdwards (Tallahassee, FL)
- …validation of complex models in credit, market, liquidity, interest rate risk, AML , and financial crimes. The ideal candidate will bring deep technical expertise, ... associated controls. . Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to report findings and… more
- Citigroup (Miami, FL)
- …service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and ... credit and investment products. Ensure transactions are completed within audit and compliance standards as well as timely execution. + Be attentive and diligent… more