- Cherry Bekaert (Albany, NY)
- …practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing internal audit, regulatory compliance ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk Management, and… more
- MetLife (New York, NY)
- …to compliance with anti-bribery and corruption (ABC), anti-money laundering ( AML ) and economic and trade sanctions (sanctions) laws and regulations. This role ... entails working closely and collaboratively with Compliance and Business Management on strategic initiatives and emerging matters, as well as helping ensure … more
- SitusAMC (Albany, NY)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... and data security. \#LI-AS1 #LI-Remote Note: This job description is not intended to be all inclusive or exclusive. At any time, employees may perform other related duties as required to meet the ongoing needs of the organization and participate in additional… more
- SitusAMC (Albany, NY)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... and data security. + Prioritizes and plans work activities; uses time efficiently; sets goals and objectives; develops realistic action plans; displays willingness to make decisions; exhibits sound and accurate judgment; supports and explains reasoning for… more
- Amalgamated Bank (New York, NY)
- …of high-risk clients and transactions. This position supports the institution's compliance with anti-money laundering ( AML ), counter-terrorist financing (CTF), ... patterns, and potential red flags. + Monitor and escalate suspicious activity ( AML /Fraud) in accordance with internal policies and regulatory requirements. + Conduct… more
- New York State Civil Service (Albany, NY)
- …in one (1) of the following:* Evaluating financial institution financial crime risk (BSA/ AML , CIP, OFAC/Sanctions, CTF) in a management, compliance or audit ... and engage with licensed entities as needed to ensure compliance with state and federal regulations, guidance, warnings and...discrepancies; * Serves as a resource on crypto related BSA/ AML matters for all functions of the Virtual Currency… more
- TD Bank (New York, NY)
- …and enhancing the Enterprise Anti-Money Laundering / Counter-Terrorism Financing ( AML /CTF) models/AI solutions to comply with regulatory requirements/changes and ... internal policies, support TD's global AML /CTF strategies, address emerging risks, and be in accordance...language and SQL + Experience in Financial Crimes / Compliance Risk Analytics + Experience in optimization / testing… more
- Citigroup (New York, NY)
- …this role will be responsible for the development of Product conformance ( AML -driven) and Fraud detection capabilities and E2E operating model strategies. The ... is to develop the required capabilities to ensure Citi is meeting its AML and Fraud-related Regulatory obligations, internal policy requirements and to monitor our… more
- TD Bank (New York, NY)
- …and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set up in the system of ... with other departments** **Supports the business with consistent application of BSA/ AML risk escalation, review and approval processes, KYC due diligence and… more
- Citigroup (New York, NY)
- …trading. + ** Compliance & Risk Management:** Knowledge of anti-money laundering ( AML ), Know Your Customer (KYC), sanctions, and other financial compliance ... programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + Collaborate… more