- TD Bank (New York, NY)
- …of conduct and maintain high ethical standards + Manages assigned employees in compliance with all HR policies, procedures, and guidelines of conduct + Leads, ... business lines and increase Market share + Leads in a manner that strengthens compliance with all regulations, policies and procedures that apply to the US Wealth… more
- Banco Popular Puerto Rico (New York, NY)
- …Knowledge of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc) + Familiarity ... + Manage monthly maturity reports. + Request, receive and review customer's compliance with financial reporting and covenant requirements. + Manage the loan… more
- American Express (New York, NY)
- …to ensure we effectively delivery against our expanding regulatory requirements and compliance goals as regulatory demands continue to evolve. We work to ensure ... compliance with internal and external regulations. The Senior Manager,...high pressure and tight timeframes + Regulatory (Sanctions, KYC, AML , or Anti-Corruption) experience + Problem solving ability with… more
- Coinbase (Albany, NY)
- …are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and delivering high-impact AI solutions that ease critical ... restrictions for customers, and evaluating Compliance posture for on-chain activity with minimal human inputs....in, topics like transaction monitoring, Enhanced Due Diligence, KYC, AML etc. ID: GPPM05US *Pay Transparency Notice:* Depending on… more
- S&P Global (New York, NY)
- …a focus on modern architectures, AI-driven automation, and cross-jurisdictional data compliance . + Design and architect solutions for complex business challenges in ... and the business. + Build systems for regulatory checkpoints such as KYC, AML , FATCA/CRS, and LEI. + Implement automation across entity matching, data validation,… more
- Mizuho Corporate Bank (New York, NY)
- …Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal ... Edgar sites, along with necessary documentation ( ie : RIA, QIB, 2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime Broker Agreements). +… more
- Citigroup (New York, NY)
- …summaries/ forecasts and communicating findings to respective stakeholders + Ensure AML enquiries handled promptly and thoughtfully ensuring adherence to Citi ... Data: Data on internal processes, efficiency metrics, risk management, and compliance are needed for optimizing operations, minimizing costs, and ensuring regulatory… more
- M&T Bank (Bridgehampton, NY)
- …product solution. Assist and stay current with the Consumer and Business Banking AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) ... with customers using the appropriate system. Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Market Risk , Credit Risk, Loss Forecasting , Wholesale, Retail, PPNR , Consumer Valuation, AML , Basel, CCAR , Scenario design and CECL . * Good understanding of… more
- M&T Bank (Riverhead, NY)
- …solution. + Assist and stay current with the Consumer and Business Banking AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) processes ... with customers using the appropriate system. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more