- Coinbase (Albany, NY)
- …making decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance ... The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA/ AML program, transaction monitoring,… more
- New York State Civil Service (Albany, NY)
- …Association: Certified AML and Fraud Professional; ABA Certificate in BSA and AML Compliance ; ABA Certificate in Fraud Compliance ; Certified Regulatory ... monitoring to identify regulated entity programmatic weaknesses;* Consults on crypto related BSA/ AML and Sanctions matters acting as subject matter expert (SME) in… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring anti-money laundering ( AML ) and know your ... Bank and ensure timely reporting of suspicious transactions to the Anti-Money Laundering ( AML ) Compliance Manager. The Associate is responsible for reviewing the… more
- Citigroup (New York, NY)
- …all acquisition systems and the various AML systems. Understand all inherent AML compliance risks and help mitigate them across Retail, Cards and Wealth ... and Retail Bank, to close execution gaps related to AML KYC (Know Your Client) policies. Track all identified...Track all identified issues and work with Business Risk, Compliance , Operations, and Technology to actively identify new KYC… more
- Scotiabank (New York, NY)
- …Operations partners, in conjunction with our key stakeholders (incl. Sales, Risk, AML , Compliance , Finance, Treasury, Deposit and Cash Management Products etc.) ... controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to… more
- Citigroup (New York, NY)
- …business hours to accommodate client demand. An adaptable mindset is key.** + ** AML /KYC Compliance :** Leverage your understanding of bank AML /KYC ... these key influencers on account setup requirements with an emphasis on AML /KYC requirements, ultimately driving new business and ensuring smooth deal closings.… more
- Scotiabank (New York, NY)
- …of the PSP/payment intermediary industry through understanding of regulatory requirements, AML / Compliance best practices, payment trends and advances, and ... controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- Arrow Financial Corporation (Glens Falls, NY)
- …Will perform a variety of duties and initiatives designed to maintain a strong BSA/ AML /OFAC compliance position for the Arrow Family of Companies. This position ... laundering schemes. > Assist with preparation of Currency Transaction Reports (CTRs), BSA/ AML /OFAC and other appropriate compliance reports in timely manner for… more
- TD Bank (New York, NY)
- …mitigate inherent associated risks. Contributes to the development and implementation of AML /ATF/Sanctions/ABAC Compliance programs related to all aspects of ... AML /ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not limited to,… more