- City of New York (New York, NY)
- …related to financial crimes investigation and prosecution, banking, finance, or AML /sanctions compliance , or the regulatory supervision and enforcement of ... each. - Strong organizational, time-management, and communication (oral and written) skills. - Superior analytic skills. - Ability to think and perform in a collaborative environment required. - Proficiency in internet-based and open-source search techniques,… more
- City of New York (New York, NY)
- …to financial crimes investigation and prosecution, international banking, finance, or AML /sanctions compliance , or the regulatory supervision and enforcement of ... each preferred. How to Apply: - Apply with a Cover Letter and Resume. Additional Information: - Current office employees: To be eligible for a transfer or promotion, staff must have already served at least 1 year in their current unit/bureau/department and be… more
- Fiserv (New York, NY)
- …in financial services, payment services, or regulatory environments. + Experience in AML and regulatory compliance experience. + Experience with financial crimes ... FCC, Emerging Markets **What does a successful Director of Financial Crimes Compliance , Emerging Markets do?** A successful Director of Financial Crimes … more
- Robert Half Finance & Accounting (New York, NY)
- …of FINRA Regulations/Filings, policies/procedures, personal trading review/Personal Account Dealings, compliance testing and AML /KYC. Series 7 FINRA license ... Knowledge of FINRA Regulations/Filings, policies/procedures, personal trading review/Personal Account Dealings, compliance testing and AML /KYC + Series 7 FINRA… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive ... to Electronic and automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Understand how the Bank's ... business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **Purpose** The… more
- Citigroup (Queens, NY)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML and other compliance ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more