- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. REQUIREMENTS: Master's degree or ... foreign equivalent in Management Information Systems, Computer Science or a related field and four (4) years of experience in the job offered or related occupation: implementing Data Governance programs in major financial organizations; delivering on… more
- TD Bank (New York, NY)
- …and responsive solutions + Professional experience in a governance related field (eg Compliance , Risk Management, AML , Legal, Audit) _The above details are ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- ManpowerGroup (New York, NY)
- …screening processes. + Assisting in the periodic risk assessment process related to BSA/ AML and Sanctions risks. + Performing compliance testing and quality ... Our client, a leading financial institution, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will be part of the Compliance … more
- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk. REQUIREMENTS: Bachelor's ... loan transactions, performing due diligence, negotiating documentation, and monitoring compliance and industry trends. Liaise across other departments, including… more
- ManpowerGroup (New York, NY)
- …KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML regulations. + Collaborate with team members to ... be part of the Quality Assurance department supporting the compliance team. The ideal candidate will have strong analytical...professionals. + Enhance your skills in quality assurance and compliance . + Be part of a company that values… more
- Citigroup (New York, NY)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management ... applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7, 66… more
- TD Bank (New York, NY)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel ... fraud aggregation and assessment, Basel implementation/capital analysis, change management, Privacy, AML , LCM and other regulatory issues), in addition to core… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- …prevent financial crimes -Serve as the point of contact for audits, compliance -related projects, and law enforcement inquiries -Conduct BSA/ AML reviews, fraud ... Union! Job Title : Assistant Vice President (AVP) of Compliance Location : Poughkeepsie, NY Salary : $80,000-$95,000 (based...a proactive and experienced Assistant Vice President (AVP) of Compliance to join our growing team in Poughkeepsie, NY.… more
- KeyBank (Amherst, NY)
- …works, including model development and ad hoc analytics to address financial crime compliance needs in AML /BSA/OFAC + Research, compile and evaluate large sets ... technical skills and business knowledge; and effectively collaborate with compliance , technology, and risk partners **REQUIRED QUALIFICATIONS** + Bachelor's degree… more
- Coinbase (Albany, NY)
- …and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance EDD Operations at Coinbase, you'll lead the charge in combating money ... to everyone. You'll be a driving force behind our Anti-Money Laundering ( AML ) operations, managing centralized Quality Control (QC) programs that span multiple… more