- Coinbase (Charlotte, NC)
- …making decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance ... The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA/ AML program, transaction monitoring,… more
- Coinbase (Charlotte, NC)
- …financial services, crypto, investigations, legal, or the tech industry, with a focus on AML , compliance , or regulatory matters. * Minimum of 3 years of relevant ... * Conduct investigative review and analysis in support of company's BSA/ AML regulatory compliance policies and programs including investigating automated… more
- City National Bank (Charlotte, NC)
- …system responsibilities. WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices, leveraging industry best ... THE OPPORTUNITY? Management and accountability of the Bank's Financial Crimes Compliance (FCC) department responsible for the bank's OFAC and transaction monitoring… more
- Coinbase (Charlotte, NC)
- …(SAR) * Conduct investigative review and analysis in support of Coinbase's BSA/ AML regulatory compliance policies and program including investigating automated ... plus) * Minimum 5 years professional experience and 3 years relevant compliance experience (conducting AML /Fraud investigations, SARs preparation and filing) *… more
- Insight Global (Charlotte, NC)
- …filing * Conduct investigative review and analysis in support of company's BSA/ AML regulatory compliance policies and programs including investigating automated ... or the tech industry, with a focus on TMS, compliance , or regulatory matters. * Relevant experience in SAR...industry standards and developments in the areas of KYC, BSA/ AML , and OFAC, and apply regulatory requirements and internal… more
- US Bank (Charlotte, NC)
- …or equivalent work experience. + 1 - 3 years team leader experience in an AML , Compliance or List Screening environment. + 1 - 3 years' experience in ... The role will partner with other Enterprise Financial Crimes Compliance (EFCC) departments and Business Lines to complete due...with the US Bank Code of Ethics and all AML , BSA, information security, and suspicious activity reporting requirements,… more
- Fifth Third Bank, NA (Charlotte, NC)
- …currency + Five years of related work experience, preferably with a BSA/ AML compliance department, internal audit, regulated FinTech, or regulatory agency. ... customer relationships. + Responsible for the development, strengthening, and implementation of AML /CFT compliance program controls as they pertain to enhanced… more
- Equitable (Charlotte, NC)
- …from asset managers and periodic reviews of loan representations to ensure sufficient AML /Sanctions compliance verbiage. + Lead the maintenance of the FIU ... position is based in our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager") will support...diligence procedures. + Manage the Sanctions Program to ensure compliance with the US Treasury Department's Office of Foreign… more
- TD Bank (Greenville, NC)
- …mitigate inherent associated risks. Contributes to the development and implementation of AML /ATF/Sanctions/ABAC Compliance programs related to all aspects of ... AML /ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not limited to,… more
- Truist (Raleigh, NC)
- …and maintaining FircoSoft Continuity & Trust applications for Sanctions Screening, AML , and regulatory compliance throughout the applications lifecycle. The ... and maintaining FircoSoft Continuity & Trust applications for Sanctions Screening, AML , and regulatory compliance throughout the applications lifecycle to… more