- SolomonEdwards (Raleigh, NC)
- …on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic advisor ... risk management, and risk domains such as credit, market, liquidity, interest rate, AML , and financial crimes. . Ability to critically evaluate and challenge model… more
- Bank of America (Charlotte, NC)
- …+ Minimum of seven years of relevant experience + Knowledge of anti-money laundering ( AML ) and related AML legislation + 5+ years of conducting Law Enforcement ... Investigations + 5+ years of Regulatory Compliance experience + Data based decision making + Risk Management + Coaching and development + Issue Management +… more
- SolomonEdwards (Raleigh, NC)
- …validation of complex models in credit, market, liquidity, interest rate risk, AML , and financial crimes. The ideal candidate will bring deep technical expertise, ... associated controls. . Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to report findings and… more
- Wells Fargo (Charlotte, NC)
- …- convert policies into procedures, processes and controls, working in partnership with compliance , legal, 1st and 2nd line control, COB, and other stakeholders - ... Programs and amend the existing process as needed to ensure constant regulatory compliance and operation efficiency + Coordinate with groups to publish and highlight… more
- USAA (Charlotte, NC)
- …a vital role in ensuring the strength and effectiveness of our risk and compliance programs! In this collaborative role, you'll work closely with Compliance , ... and even Regulators on a variety of risk and compliance initiatives. You'll help our business leaders stick to...guidance to area supported for example: OCC Heightened Standards, BSA/ AML , REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA.… more
- USAA (Charlotte, NC)
- …to champion risk awareness and boost the effectiveness of our risk and compliance programs. You'll team up with various departments, including Compliance , Risk ... IT, and even Regulators, to support important risk and compliance projects. You'll play a key role in ensuring...guidance to area supported for example: OCC Heightened Standards, BSA/ AML , REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA.… more
- Wells Fargo (Charlotte, NC)
- …cash transactions and loans. The team also manages the risk, regulatory compliance , and client service associated with these transactions. The businesses that make ... efficiencies. The businesses that make up Shared Services Operations include, BSA/ AML Data Strategy, Execution & Operations, Business & Real Estate Services,… more
- Fifth Third Bank, NA (Charlotte, NC)
- …+ Perform in-depth quality assurance reviews of financial crime investigations (ie. Sanctions, AML , CDD, and/or CTR) to ensure strict compliance with regulatory ... reports on cases involving potential threats to the Bank to ensure compliance with regulatory requirements. Responsible for filing applicable reports and escalating… more
- American Express (Apex, NC)
- …impact in this role?** The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control ... regulatory and risk management mandates in connection with Anti-Money Laundering ( AML ) and Counter Terrorism Financing (CTF), Sanctions and Anti-Bribery and… more
- Wells Fargo (Charlotte, NC)
- …(CAMS) + Knowledge of financial crimes legal and regulatory requirements (eg BSA/ AML , Anti-Bribery, OFAC) + Subject matter expertise in Financial Crimes US ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more