- Coinbase (Charlotte, NC)
- …are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and delivering high-impact AI solutions that ease critical ... restrictions for customers, and evaluating Compliance posture for on-chain activity with minimal human inputs....in, topics like transaction monitoring, Enhanced Due Diligence, KYC, AML etc. ID: GPPM05US *Pay Transparency Notice:* Depending on… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …allocation and modern portfolio theory. * Addresses sensitive client issues surrounding AML or other Supervisory alerts generated by the firm. * Understanding ... business. * Ensures firm and regulatory policies are followed within compliance standards. * Performs other duties and responsibilities as assigned. **Qualifications… more
- Regions Bank (Charlotte, NC)
- …operational processes and systems to ensure effective regulatory and audit compliance + Applies an interdisciplinary, collaborative approach to plan, design, ... of Financial Crime Unit (FCU) processes such as fraud detection, AML , KYC,and transaction monitoring **Additional preferred experience for this specific… more
- Regions Bank (Charlotte, NC)
- …relationships including responding to and sending requests, managing risk, and ensuring compliance + Leads and mentors' others within the department + Assists senior ... or Product Owner/Manager certification + Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ), Office of Foreign Assets Control (OFAC), or Consumer Due Diligence… more
- City National Bank (Raleigh, NC)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify and assess key control ... * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience conducting… more
- Regions Bank (Charlotte, NC)
- …operational processes and systems to ensure effective regulatory and audit compliance + Applies interdisciplinary, collaborative approach to plan, design, develop, ... + Preferred knowledge of Financial Crime Unit (FCU) processes such as AML , KYC, fraud detection, and transaction monitoring _This position is intended to… more
- Banc of California (Durham, NC)
- …YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Regions Bank (Charlotte, NC)
- …with the training of team members in areas such as loan documentation and compliance This position requires the tracking of time and is eligible for overtime for ... regulatory (including Bank Secrecy Act - Anti Money Laundering Software (BSA/ AML ), Beneficial Ownership, Office of Foreign Assets Control (OFAC), Flood Regulations)… more
- Bank of America (Charlotte, NC)
- …fields or equivalent work experience + Working knowledge of US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + ... Excellent communications and presentation skills + Strong analytical and problem solving skills + Ability to both work independently and within teams **Additional Qualifications:** + Familiar with Salesforce & Tableau + Knowledge of traditional trade products… more