- Cherry Bekaert (Austin, TX)
- …practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing internal audit, regulatory compliance ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk Management, and… more
- SitusAMC (Austin, TX)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... and data security. \#LI-AS1 #LI-Remote Note: This job description is not intended to be all inclusive or exclusive. At any time, employees may perform other related duties as required to meet the ongoing needs of the organization and participate in additional… more
- SitusAMC (Austin, TX)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... and data security. + Prioritizes and plans work activities; uses time efficiently; sets goals and objectives; develops realistic action plans; displays willingness to make decisions; exhibits sound and accurate judgment; supports and explains reasoning for… more
- Guidehouse (Richardson, TX)
- …documentation according to current procedures to identify, assess and mitigate BSA/ AML risk. + Analyze transaction data for patterns, anomalies, and potential ... guidelines (eg, BSA, OFAC, FinCEN guidance). + Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or… more
- MUFG (Irving, TX)
- …align to clients' expected activity * Review and evaluate information about the FI's AML programs, for example by using the Wolfsberg CBDDQ responses * Reviewing a ... a level of experience needed to effectively assess client's profile, its AML program, transactions and customer relationships, and provide holistic assessment of the… more
- MUFG (Irving, TX)
- …mentoring. **Experience** + 3-5 years of experience working within a Financial Crimes Compliance Quality Assurance role + Operating ABC, AML , and/or Sanctions ... Quality Assurance (QA) team organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management department. GFCD works to ensure that our… more
- MUFG (Irving, TX)
- …Assurance (QA) team organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management. GFCD works to ensure that our organization ... GFCD QA Execution. The team carries out QA reviews over key financial crimes controls ( AML and Sanctions) in Americas. + As Americas GFCD QA Execution Lead, you will… more
- SolomonEdwards (Austin, TX)
- …on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic advisor ... risk management, and risk domains such as credit, market, liquidity, interest rate, AML , and financial crimes. . Ability to critically evaluate and challenge model… more
- SolomonEdwards (Austin, TX)
- …validation of complex models in credit, market, liquidity, interest rate risk, AML , and financial crimes. The ideal candidate will bring deep technical expertise, ... associated controls. . Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to report findings and… more
- USAA (San Antonio, TX)
- …a vital role in ensuring the strength and effectiveness of our risk and compliance programs! In this collaborative role, you'll work closely with Compliance , ... and even Regulators on a variety of risk and compliance initiatives. You'll help our business leaders stick to...guidance to area supported for example: OCC Heightened Standards, BSA/ AML , REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA.… more