- Citigroup (Tampa, FL)
- …role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global audit ... you will be primarily partnering with the audit teams responsible for Risk and Compliance globally and also supporting the global QA team. The role reports to the… more
- TD Bank (Lake Mary, FL)
- …onboarding, periodic reviews, and on an ongoing basis. The team ensures compliance with Global AML requirements, mitigating operational, regulatory, and ... on client onboarding, periodic reviews, and ad-hoc requests, ensuring compliance with KYC, FATCA, and AML requirements....| Identify areas of concern: Work closely with the manager to identify and address areas of concern, whether… more
- TD Bank (Jacksonville, FL)
- …role. **Line of Business:** Financial Crimes & Fraud Mgmt **Job Description:** The Senior Manager , KYC leads, develops and oversees the work of a dynamic team of ... research, or financial services broadly but not specifically KYC or AML **Preferred Qualifications:** + Experience supporting consumer Line of Business +… more
- Scotiabank (Tampa, FL)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Product Manager , Check Services **Requisition ID:** 233107 **Salary Range:**...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- TD Bank (Jacksonville, FL)
- …Anti-Money Laundering compliance + ACAMS certification + Strong knowledge of AML KYC and Enhanced Due Diligence (EDD) processes and regulations + Experience with ... for identifying, assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex… more
- Arena Investors LP (Jacksonville, FL)
- Arena Investors, LP ("Arena") is a global institutional asset manager that provides creative solutions for those seeking capital in special situations. With more ... expand the team through the addition of a senior Compliance Officer. In this role, this individual will work.... Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; .… more
- Coinbase (Tallahassee, FL)
- …and alignment. Attendance is expected and fully supported. This role is for the Senior Manager , Head of KYC as part of the Financial Crimes Compliance Services ... (FCCS) reporting directly to the Head of Financial Crimes Compliance Services. The Financial Crimes Compliance Services...matters related to client risk * Work closely with AML and KYC team members to define scope, engage… more
- MUFG (Tampa, FL)
- …member of our recruitment team will provide more details. **Job Summary:** Within Compliance PMO, the Technical Project Manager is responsible for successfully ... methodology + Monitor and maintain project financials and forecast + Experience leading compliance technology projects related to Sanctions, AML /KYC and Fraud +… more
- BMO Financial Group (Jacksonville, FL)
- …handling a significant volume of electronic funds transfer disputes while ensuring full compliance with Regulation E, AML and other relevant banking & ... We are seeking an experienced manager to handle our fraud & non-fraud Reg...alignment with criminal risk frameworks and standards to ensure compliance as well as support trending, analysis and insights… more
- Citigroup (Miami, FL)
- …referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML and other compliance ... The Wealth Relationship Manager SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more