- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for supporting in the establishment and execution of ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- Bank of America (Miami, FL)
- …fields or equivalent work experience + Working knowledge of US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + ... Treasury Sales Officer - North America New York, New York;Miami, Florida; San Francisco, California; Charlotte, North Carolina **To proceed with your application,… more
- Shuvel Digital (Pensacola, FL)
- …communication, and relationship-building across functions. + NCCO (NAFCU Certified Compliance Officer ) certification strongly preferred; other certifications ... employees. Our client Navy Federal Credit Union is seeking an Regulatory Compliance Analyst-15440-Hybrid in Vienna, VA/Winchester, VA/Pensacola FL. You seem to have… more
- JPMorgan Chase (Tampa, FL)
- …issues **Preferred qualifications, skills, and capabilities:** + Prior experience in KYC, AML , Compliance , Audit, Risk, Controls, or related fields + Familiarity ... of safeguarding JP Morgan's reputation and financial assets by ensuring strict compliance with a wide range of regulations. Through a robust Global Operating… more
- MUFG (Tampa, FL)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... checking all daily back office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and monitoring of workflows of… more
- Citigroup (Jacksonville, FL)
- …Wealth Solutions, etc.) + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Boca Raton, FL)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Banco Popular Puerto Rico (Miami Lakes, FL)
- …of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc). Computer Skills ... reqeuests. + Coordinate with business banking team to keep customer in compliance with financial reporting and covenant requirements. + Arrange closings of renewals… more
- Citigroup (Miami, FL)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management ... The Business Risk Officer is a strategic professional who stays abreast...applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7, 66… more