- USAA (Charlotte, NC)
- …_** **What you will do:** + Establishes and maintains an independent Compliance and Operational Risk Management function appropriate for USAA's size, complexity, and ... expectations. + Understands, assesses, and monitors USAA's risk profile ( AML and Operational risk), ensuring appropriate governance, standards, and policies.… more
- TD Bank (Charlotte, NC)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel ... Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US...Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability… more
- Bank of America (Charlotte, NC)
- …fields or equivalent work experience + Working knowledge of US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + ... Treasury Sales Officer - North America New York, New York;Miami, Florida; San Francisco, California; Charlotte, North Carolina **To proceed with your application,… more
- Banc of California (Durham, NC)
- …YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- City National Bank (Charlotte, NC)
- …of BSA related policy position documents, under the guidance of the BSA Officer . As assigned, collaborates with compliance colleagues and business line ... transaction monitoring models. Under the guidance of the BSA Officer , works with the Compliance Training ...well as internally. * As designated by the BSA Officer , acts as a BSA, AML , OFAC… more
- Robert Half Legal (Charlotte, NC)
- …make an impact but also build toward a clear path to becoming a Chief Compliance Officer (CCO)! Compensation Highlights: ✨ Competitive salary paired with a bonus ... reviews, and monitor financial rules like AI, cybersecurity, and AML ️ ✔️ Work closely with Finance and Accounting...growth with mentorship from the General Counsel & Chief Compliance Officer + Exposure to diverse aspects… more
- City National Bank (Charlotte, NC)
- …BSA Risk Manager, this colleague is responsible for carrying out regulatory/ compliance issuance monitoring, risk assessments, and internal controls testing ensuring ... analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of...the Bank's BSA Program while utilizing sound and current compliance industry standards and practices. Develop new and/or updates… more
- Grant Thornton (Charlotte, NC)
- …more of the following agencies (FRB, OCC, FDIC, FinCEN, or SIFMA) and/or ex-senior AML Officer from a nationally recognized institution. + Adhere to the highest ... leadership material. + Demonstrate understanding of leading practices in risk and compliance for banking and/or financial products and services. + Apply strong… more
- TIAA (Charlotte, NC)
- …and Communications, Product and Business Development, Retirement Solutions, Risk and Compliance , Technology, and Wealth Management. **Key Roles and Duties** + ... of Chief Administrative Office (TDOSS)** The Office of the Chief Administrative Officer orchestrates and advances the program management office to execute strategy,… more