- S&P Global (New York, NY)
- …and the business. + Build systems for regulatory checkpoints such as KYC, AML , FATCA/CRS, and LEI. + Implement automation across entity matching, data validation, ... and workflow orchestration using AI and machine learning technologies. + Implement agentic AI and advanced language model-based services to streamline onboarding, document processing, and exception handling. + Ensure compliance with data privacy, data… more
- Scotiabank (New York, NY)
- …efficiencies + Streamline product-related processes and procedures + Supports the Director - US Business Deposit Products, the Product Owner(s), Sales teams, ... to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under… more
- SMBC (New York, NY)
- …team ("the FCC Audit Team") for the Americas function. It reports to a director and is responsible for assisting with the planning of internal audits, sampling, ... papers. **Primary Responsibilities** + The position will be responsible for conducting AML , economic sanctions, and fraud related internal audits according to IIA… more
- Scotiabank (New York, NY)
- …competitive position in the US and with the global market + Support the Director - US Business Deposit Products, the Product Owner(s), Sales teams, partner teams and ... to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under… more
- Mizuho Corporate Bank (New York, NY)
- As Director of Financial Crimes Modelling and Analytics, you will act as a model owner for Mizuho America's Financial Crimes ("FCC") Models, which include ... to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Conduct periodic Productivity Assessments… more
- Citizens (New York, NY)
- …continuous innovation and significant business growth. You will work with the Senior Director / Director to adhere to internal governance processes for new risk ... regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical knowledge which may have specific regulatory… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** PREFERRED QUALIFICATIONS We are seeking Director of Technology Solutions to join our dynamic team focused on Payments ... to Financial Crimes Compliance - such as OFAC scan, AML , Alert Investigations, Knowledge with Actimize or any other...have experience in Volante VolPay or Finastra GPP The Director - Tech Solutions TDS Management builds and maintains… more
- TD Bank (New York, NY)
- …effectively and is also fit for purpose. The role reports to the Director , Global Markets Supervision (Electronic Trading), and will provide primary coverage over US ... management / control function partners (eg Risk, Legal, Compliance, AML and Audit) to assess risks, develop and implement...guidance on Trading Desk Policies. + Assists E-Trading GMS Director with maintenance and enhancements to the US Market… more
- American Express (New York, NY)
- …make an impact in this role? Working closely with the Global Sanctions Director , the Risk & Control Assessment and Remediation Manager within Global Sanctions will ... Bachelor's degree and/or relevant professional qualification preferred (Law Degree, Compliance/ AML Diploma, CAMS Certification with a Legal/Compliance/Control/Auditing background) **Qualifications**… more