- Marex (New York, NY)
- …+ Full coordination and collection of client documentation and requirements to facilitate KYC / AML review and approval. + Ensure that appropriate CDD / ... KYC and AML checks are carried out...KYC and AML checks are carried out on all new customers...registered BD and NFA registered FCM + Experience with KYC (Know Your Customer) and anti-financial crimes related regulatory… more
- Santander US (New York, NY)
- …and reviews the appropriate documentation and reference data, and ensures regulatory aspects of AML and KYC are completed prior to opening accounts. + Directly ... client onboarding activities. + Perform outreach / refresh to collect required KYC documentation and regulatory classification forms from third party stakeholders. +… more
- Capital One (New York, NY)
- …verify a customer's identity or banking behavior. This includes supporting the Bank's AML / KYC policies. Working with stakeholders across the enterprise, you will ... refine and implement a vision for the future of identity servicing leveraging extensible features and experiences. **Capital One Product Framework** In this role, you'll be expected to demonstrate proficiency in five key areas which we consider to be the… more
- EverBank (Islandia, NY)
- …security testing. + Ensures compliance with state, federal, and industry regulations (eg, AML , KYC , PCI-DSS). Supports audits and regulatory reviews related to ... fraud controls. + Serves as SME for fraud prevention across internal teams and external partners. + Leads workshops, training sessions, and onboarding for fraud-related initiatives. + Presents architectural strategies and roadmaps to executive leadership.… more
- Quantexa (New York, NY)
- …domain expertise across various realms of financial services (Risk, Anti-Financial Crime, Anti-fraud, AML , KYC , CRM) or in more general data management concepts ... (data quality, data warehousing, data fabric, etc.) Nice to have: + Experience working with scale-up companies; and + Experience to Quantexa's partner ecosystem (AWS, Azure, GCP, Databricks, Elasticsearch). Benefits Our perks and quirks. What makes you Q will… more
- RELX INC (New York, NY)
- …experienced with DAPR, JVM, log management, and compliance standards (SWIFT, SEPA, ISO20022, AML , KYC , CFT). US National Base Pay Range: $93,400 - $155,700. ... Geographic differentials may apply in some locations to better reflect local market rates. Base Pay Range for CO is $93,400 - $155,700. Base Pay Range for IL is $98,100 - $163,500. Base Pay Range for Chicago, IL is $102,800 - $171,300. Base Pay Range for MD is… more
- Coinbase (Albany, NY)
- …financial institutions (eg GLBA) and the global financial regulatory frameworks (eg AML / KYC compliance, PSD2). CIPP or similar certification(s) * Experience ... working with new and emerging privacy frameworks, specifically with experience in Canada and LATAM. Job ID: P72952 \#LI-Remote *Pay Transparency Notice:* Depending on your work location, the target annual salary for this position can range as detailed below.… more
- CIBC (New York, NY)
- …exposures for monthly reconciliation with the general ledger. + Completing KYC / AML requirements. Ensures that new US securitization transactions are ... on-boarded and meet KYC / AML requirements. This will include actively communicating with Client Services and the Client to obtain initial required documentation… more
- Intuit (New York, NY)
- …banking regulations and fraud return codes (eg, ACH NACHA rules, Reg E, KYC / AML basics). * Strong analytical, investigative, and problem-solving skills. * ... fraud, remote access tools). * Investigate and resolve fraud cases across onboarding, KYC , account funding (eg, ACH, Plaid, RTP), and account usage stages. *… more
- ASM Global (New York, NY)
- …and local registrations, permits, and licensing compliance. + Regulatory, financial, and KYC support: Prepare and coordinate KYC / AML documentation, officer ... attestations, secretary certificates, good-standing certificates, and certificates of insurance requests. + Subpoena and litigation support: Coordinate responses to third-party subpoenas and records requests; facilitate service of process; assist with legal… more