- M&T Bank (Buffalo, NY)
- …Regularly review customer information to ensure compliance with BSA (Bank Secrecy Act), AML (Anti-Money Laundering) and KYC (Know Your Customer) requirements to ... protect Bank interests. Address issues of non-compliance by requesting additional information from the client and updating the remediation tool in the appropriate system. + Understand and adhere to the Company's risk and regulatory standards, policies and… more
- BlackRock (New York, NY)
- …process; + Manage and coordinate execution of legal agreements; + Assist with KYC /Anti-Money- Laundering ( AML ) requests; + Perform other related tasks and ... support ad hoc projects as necessary. **Qualifications:** + 4-6 years of relevant experience within a similar function as a corporate secretary or legal assistant; preferably coming out of an investment manager, law firm, or similar financial services firm… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform due diligence on new clients based on risk rating ... Advisor's organization structure as well as determine when full KYC Onboarding is required versus streamlined KYC ...efficiency of all documentation required to adhere to both AML and regulatory requirements + Liaise with internal groups… more
- Mastercard (Harrison, NY)
- …Role * Define and execute Open Finance compliance strategy for the US, including BSA/ AML , OFAC, GLBA, CFPB Open Banking rule, and state privacy laws (CCPA/CPRA). * ... of compliance systems, tools, and controls, including transaction monitoring and KYC processes. * Manage regulatory relationships and support audits, exams, and… more
- ManpowerGroup (New York, NY)
- …the Job?** + Conduct quality assurance and quality control assessments on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure ... compliance with AML regulations. + Collaborate with team members to identify...in a relevant field. + Experience in QA/QC of KYC (CDD/EDD) and/or Transaction Monitoring. + Strong analytical and… more
- Mizuho Corporate Bank (New York, NY)
- …to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring ... Monitoring, Transaction and Name Screening, and Know Your Customer (" KYC ") Programs, ensuring that all data is accurately captured...Execute the model risk framework and standards for the AML and Sanctions models in accordance with the Mizuho… more
- M&T Bank (Southampton, NY)
- …Business Banking AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) processes and related activities. Identify and escalate cases ... of suspected fraud. Resolve and accurately log all customer complaints in the appropriate system. Review, approve and help resolve Consumer and Business Banking customer overdrafts. Accurately complete customer transactions. Complete related operational… more
- M&T Bank (Southampton, NY)
- …and wire transfer activities). Process customer/account maintenance accurately. Complete Consumer AML (Anti-Money Laundering)/BSA (Bank Secrecy Act)/ KYC (Know ... Your Customer related activities. Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. Promote an environment that supports belonging and reflects the M&T Bank brand. Maintain M&T internal… more
- MUFG (New York, NY)
- …Project Management experience in the areas below is preferred: + Financial Crimes Compliance ( AML / Sanctions / Privacy related) + Know Your Customer ( KYC ... related) + Risk Management (Operational Risk / Third Party Risk related) + Financial Management (Accounting / General Ledger related) + Project Management Professional (PMP), Lean, Agile, or Six Sigma certification preferred + Master's Degree or MBA is a plus… more
- Citigroup (New York, NY)
- …a team proficient in client service, operational process management, Know-Your-Customer ( KYC ), and Anti-Money Laundering ( AML ) processes. Coaching and guiding ... teams to foster a culture of growth and development. Overseeing day-to-day servicing and processing activities, ensuring high service levels and compliance with policies, procedures, and regulations. Coaching staff, identifying training needs, and preparing… more