- Banc of California (San Diego, CA)
- …third-party reports such as property appraisals. + In conjunction with Relationship Manager , involved in drafting loan documents prepared by outside law firm or ... exams. + Completes Problem Loan Status Reports (PLSRs) with guidance from manager . + Responsible for ongoing proactive and correct identification and monitoring of… more
- City National Bank (Los Angeles, CA)
- …I* WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager , this colleague is responsible for performing model risk management tasks and ... analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of...and/or updates to policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide.… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …to Michelle Espejo via email or LinkedIn for additional information or questions. Accounting Manager | Family Office| San Francisco| Hybrid, 3 days in Our client is a ... and financial analysis + Coordinate tax filings, audits, risk management, and KYC/ AML + Administer pooled investment vehicles and maintain strict confidentiality For… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …career move. About the Role We are seeking an experienced Accounting/Tax Manager to support a sophisticated family office environment. This role oversees ... and mitigate financial, operational, and investment‑related risks. + Support KYC/ AML processes and maintain required documentation. Investment Administration +… more
- MongoDB (Palo Alto, CA)
- **Position Summary** We are seeking an experienced and highly motivated Senior Treasury Manager to join our growing global Treasury team. This critical US-based role ... Support the maintenance and updating of banking documentation, ensuring compliance with KYC/ AML regulations + Collaborate with Internal Audit, IT Security, and Legal… more
- Coinbase (Sacramento, CA)
- …critical business processes through Artificial Intelligence. We are seeking a Product Manager to lead automation efforts within the Compliance space, identifying and ... work experience in, topics like transaction monitoring, Enhanced Due Diligence, KYC, AML etc. ID: GPPM05US *Pay Transparency Notice:* Depending on your work… more
- Banc of California (Brea, CA)
- …schedules, providing necessary training & guidance. At times may act as Team Manager during his/her absence. + Manages a team focused on contractual based accounts ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Liquidity & Funding Manager will be responsible for contributing to and helping to optimizing our ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- JPMorgan Chase (Los Angeles, CA)
- …Asset Managers & Broker Dealers Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - Asset Managers & Broker Dealers industry ... the regulatory and compliance environment in the market with strong experience in AML /KYC risk and control process. FEDERAL DEPOSIT INSURANCE ACT: This position is… more
- Citigroup (Sunnyvale, CA)
- …limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager , etc.) + Organize client events to enhance client bonding. + ... and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML and other compliance norms are strictly adhered. + Partner with all roles… more