- Banc of California (Santa Ana, CA)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, ... state and federal) and Community Reinvestment Act (CRA). + Basic knowledge of corporate accounting and pertinent GAAP, SEC rules and regulations including Dodd-Frank Act and Sarbanes-Oxley compliance. + Advanced math skills; calculate interest and percentages;… more
- SMBC (Sacramento, CA)
- …richer life. **SUMMARY:** Under the direction of the Financial Intelligence Unit (FIU) Manager , the FIU Analyst will aid in the prevention and/or investigation of ... 314(b) responsibilities. + Communicates findings, status, open issues, and other AML -related items to management regularly. + Communicate effectively with peers,… more
- City National Bank (Beverly Hills, CA)
- …and accurately to inquiries from the Bank's Financial Intelligence Unit (KYC/ AML ) and/or other Support Unit's regarding client transactions and account activity. ... leads from existing clients to the Private Banker or Private Banker Manager . WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** * Bachelor's Degree… more
- Banc of California (Santa Ana, CA)
- …with higher limits and at times, can approve/verify on behalf of the manager and stays within Operational Transactional Signing Authority. Can be cross trained and ... Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Right to Financial Privacy Act (RFPA, state and federal) + Basic… more
- GovCIO (Sacramento, CA)
- …following qualifications:** + DevSecOps + SCRUM Master + VersionOne + Postman, SoapUI, AML , UFT + Secure Coding practices + Knowledge/experience of SDLC practices + ... + During the Interview Process + Virtual video interview conducted via video with the hiring manager and/or team + Camera must be on + A valid photo ID must be… more
- MRC Global (Benicia, CA)
- …requests are permitted per their respective approved manufacturer's list ( AML ) or other customer-provided specifications. + Reference customer processing guides ... to maintain familiarity with customer preferences/processes. + Consult with a manager , other MRC Global departments, and suppliers as necessary to create… more
- SCI Shared Resources, LLC (Whittier, CA)
- …intent to resolve issues before referring matter to the supervisor or manager . Maintains an inter-department good working relationship, leading by example and ... Must have complete knowledge and understanding of Forethought rules and policies (includes AML ). **Requirements:** + Minimum of 3 years of experience in a business… more
- Banc of California (Los Angeles, CA)
- …directives. + Performs hardware asset audit tasks as directed by IT Support Manager and IT Asset Management team. + Contributes to special projects and tasks ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Citigroup (Downey, CA)
- …of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio ... adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team… more
- Bank of America (San Francisco, CA)
- …US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + Excellent communications and presentation skills + Strong analytical ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more