- Arena Investors LP (Jacksonville, FL)
- Arena Investors, LP ("Arena") is a global institutional asset manager that provides creative solutions for those seeking capital in special situations. With more ... platform; . Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; . Portfolio… more
- MUFG (Tampa, FL)
- …and ensure that they are corrected, documented and implemented Assist the Manager (or the Management) in identifying risk areas and implement/monitor practices to ... and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's operations. Ensure the Staff… more
- Citigroup (Miami, FL)
- …policies and procedures. + Review and ensure that transactions comply with AML /KYC (Anti Money Laundering and Know Your Client) policies and procedures before ... working with client/banker to establish overdraft lines & escalate to Service Team Manager . + Maintain Credit Documentation Deficiencies > 60 days to a minimum.… more
- MUFG (Tampa, FL)
- …and ensure that they are corrected, documented and implemented Assist the Manager (or the Management) in identifying risk areas and implement/monitor practices to ... and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's operations. Ensure the Staff… more
- Bank of America (Miami, FL)
- …US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + Excellent communications and presentation skills + Strong analytical ... Should you be offered a role with Bank of America, your hiring manager will provide you with information on the in-office expectations associated with your… more