- Intuit (Mountain View, CA)
- …using internal and external case management and investigation tools, including AML transaction monitoring platforms and third-party research tools (eg, ... **Overview** Are you a highly motivated and experienced AML professional ready to make a significant impact?...a Lead Investigator to join our dedicated Anti-Money Laundering ( AML ) compliance team. In this role, you'll be crucial… more
- Coinbase (Sacramento, CA)
- …* * Motivated by Coinbase's mission * 5+ years of proven transaction monitoring / AML experience in financial services or technology organizations. * ... of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and Screening functions. This role involves leading strategic,… more
- Umpqua Bank (Irvine, CA)
- …in implementing and maintaining a world class Fraud and Anti-Money laundering ( AML ) investigations and transaction monitoring program that provides the ability ... place. + Development, management and execution of fraud and AML investigations and transaction monitoring program. +...of fraud and AML investigations and transaction monitoring program. + Develop policies and procedures for all… more
- Banc of California (Santa Ana, CA)
- …data integrity and submittal of the CTR forms by utilizing the bank's Core and AML monitoring software to meet BSA/ AML reporting requirements. + OFAC Review ... which may include currency transaction reporting to comply with BSA/ AML regulations, negative news monitoring reviews, and...to comply with BSA/ AML regulations, negative news monitoring reviews, and OFAC alerts. Performs all duties in… more
- SMBC (Sacramento, CA)
- …testing strategies and related documentation. + Demonstrated expertise in AML program requirements including, KYC, transaction monitoring , investigations ... Compliance Department. FCC is responsible for designing and maintaining the Bank's BSA/ AML , Sanctions, and Fraud Programs to ensure compliance with all applicable… more
- City National Bank (San Francisco, CA)
- …system responsibilities. WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices, leveraging industry best ... with, assessing, validating, designing, or managing various risk management, automated monitoring tools, and AML transaction surveillance systems. * Certified… more
- Intuit (Mountain View, CA)
- …to serve a global audience. This includes areas like KYC/KYB processes, AML transaction monitoring , and adherence to various regulatory requirements, stitching ... pertains to a wide range of regulatory domains such as Anti-Money Laundering ( AML ), Consumer Protection, and Sanctions, among others. Our mission is to minimize the… more
- SMBC (Sacramento, CA)
- …be responsible for supporting the design, implementation, and enhancements of BSA/ AML tools and systems, including transactions monitoring , sanctions screening ... o Reporting tools: PowerBI, Excel o Azure * Knowledge of vendor BSA/ AML /OFAC transaction monitoring and sanctions screening systems (eg, Verafin, Actimize,… more
- Coinbase (Sacramento, CA)
- …Team is responsible for executing Compliance controls with adherence to Coinbase's BSA/ AML program, transaction monitoring , KYC, CDD, and EDD policies, ... you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure adherence to operational KPIs… more
- City National Bank (Los Angeles, CA)
- *SENIOR COUNSEL- AML /FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior Counsel- AML /Financial Crimes will provide legal advice to City National Bank, a ... (including national banks and broker-dealers) on laws and regulations relating to AML and Financial Crimes, including those promulgated by FinCEN, the OCC, FINRA,… more