- City National Bank (Los Angeles, CA)
- *SR AUDIT MANAGER- BSA/ AML * WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating effectiveness of ... regulatory requirements and Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager will be responsible for all aspects of the… more
- Coinbase (Sacramento, CA)
- …connection, and alignment. Attendance is expected and fully supported. Senior AML Investigations Trainer provides end to end learning services, and management ... for all first line of defense compliance processes, including Transaction Monitoring , Enhanced Due Diligence, Screening and Complaints. The team is responsible for… more
- Banc of California (Santa Ana, CA)
- …enhancement projects and serve as an advisor to the front lines on BSA/ AML related inquiries and policy questions. Additionally, the BSA/OFAC Governance and ... Monitoring Director is responsible for the BSA/OFAC QA function...to ensure that processes and work products produced by AML and Operations and KYCs from the front line… more
- Banc of California (Santa Ana, CA)
- …analysis and follow-up and working cases from beginning to completion according to AML procedures and policies. Performs all duties in accordance with the company's ... via Case Management Tool, client on-boarding and maintenance and transaction monitoring referrals, government sources, and referrals from business partners and other… more
- Coinbase (Sacramento, CA)
- …to everyone. You'll be a driving force behind our Anti-Money Laundering ( AML ) operations, managing centralized Quality Control (QC) programs that span multiple ... this critical role, you'll take charge of aggregating and monitoring multiple streams of quality data, and using that...Coinbase's mission * Minimum of 5 years of proven KYC/ AML experience in financial services or technology organizations leading… more
- Coinbase (Sacramento, CA)
- …team, you will be responsible for conducting end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to drafting ... Investigate and analyze manual referrals and automated alerts stemming from transaction monitoring systems * Conduct due diligence research and KYC reviews on… more
- Banc of California (San Diego, CA)
- …efforts. + Maintains strong knowledge of risk and compliance - including BSA/ AML , information security/fraud, and identity theft. TRM should be resources to clients ... relevant work experience or training + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and… more
- City National Bank (Los Angeles, CA)
- …involved in internal and external issue validation as well as audit continuous monitoring activities; along with Data Analytics to support continuous monitoring , ... applicable to the area being audited. - Understands fraud, BSA/ AML and general IT risks in order to identify...or activity being audited. - Leads and executes continuous monitoring activities periodically for the area assigned. - Gathers… more
- Banc of California (Santa Ana, CA)
- …Reg CC Review, Closed Account Review, Account Closures, Negative Balance monitoring , General Ledger Reconciliation, Operating Losses review and monitoring , ... Brea - B Notices, W8 recertification, delinquent safe deposit box monitoring , cash vault management, Retirement support, DACA management/processing, Escrow Retention… more
- Banc of California (Beverly Hills, CA)
- …Managers, monitors assigned credit relationships for covenant compliance, collateral monitoring , and credit deterioration, as applicable. Keeps appraised of industry ... (CAM), coordination and preparation for portfolio reviews and audits, and monitoring and reporting of the origination process and portfolio review activities,… more