- TD Bank (New York, NY)
- …Risk Oversight oversees the team and leads 2nd-line oversight activities and monitoring of the AML /ATF/Sanctions/ABAC compliance programs for covered TD ... handling disciplinary actions, as required + Leads and manages a team of AML /ATF/Sanctions/ABAC professionals and overall operation of a diverse group in an area of… more
- SMBC (New York, NY)
- …of governance structures and risk oversight processes. + Ensure compliance with AML , KYC, and transaction monitoring regulations, including NACHA guidelines. + ... understanding of operational risk, financial crime prevention, and regulatory frameworks ( AML , KYC, NACHA). + Familiarity with cash management products and services.… more
- Ankura (New York, NY)
- …experience in one or more of the following: regulatory compliance & AML program enhancements, transaction monitoring , sanctions, fraud alert surges, ... investigations, compliance, operations, and controls + 15+ years' experience in anti-financial crimes, gained in global accounting firms, and/or specialized forensic accounting and investigatory services firms + Proven history of working on complex accounting… more
- TD Bank (New York, NY)
- …**Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director, Financial Crime Risk ... policies and practices. + Provide advisory and oversight support to the Transaction Monitoring and Investigations teams. + Provide advice to the business and FCC… more
- Deloitte (New York, NY)
- …properly delegate and meet deadlines. + Demonstrated experience related to AML , Know-Your-Customer (KYC), Transaction Monitoring , and Sanctions data, technology, ... and emerging technologies to solve complex regulatory risk and AML challenges. + Use an intelligence led approach to...challenges. + Use an intelligence led approach to transaction monitoring and challenge the existing TM landscape. + Enhance… more
- American Express (New York, NY)
- …Credit and Model risks are properly evaluated and monitored, and Anti-Money Laundering ( AML ) risks are mitigated through the transaction monitoring program. In ... Express. **Team Overview:** **Global Credit & Model Risk Oversight, Transaction Monitoring & GRC Capabilities (CMRC)** provides independent challenge and ensures… more
- KeyBank (NY)
- …execution and support of Financial Crimes Risk Management Anti-Money Laundering ( AML ) Enterprise Team activities, including facilitation of audit requests, task ... tracking, mailbox monitoring , process change management, complaints monitoring and...maintains compliance with financial crimes regulatory requirements. Support the AML Enterprise Team Director with reporting, project tracking, and… more
- Mastercard (Harrison, NY)
- …ensure that Sanctions and Export Controls requirements are met. The Global AML , Sanctions and Export Compliance teams have implemented robust compliance programs ... role within the Risk function, reporting to the Senior Vice President, Global AML and Sanctions Officer. This role is responsible for driving the strategy,… more
- Arrow Financial Corporation (Glens Falls, NY)
- …for you if you have experience in: > Laws and regulations related to BSA/ AML /OFAC > Sound business judgment and ability to think independently About this position: ... Secrecy Act Manager in an administrative capacity to ensure compliance with BSA/ AML related laws and regulations. Responsible for preparation of critical reports and… more
- Amalgamated Bank (New York, NY)
- …This position supports the institution's compliance with anti-money laundering ( AML ), counter-terrorist financing (CTF), and sanctions regulations through thorough ... patterns, and potential red flags. + Monitor and escalate suspicious activity ( AML /Fraud) in accordance with internal policies and regulatory requirements. + Conduct… more