- New York State Civil Service (Albany, NY)
- …of the VC Unit in the implementation of the risk-based examination and monitoring program.* Leads the development of, and enhancements to, internal policies and ... decentralized finance platforms).* Provides advice to the Licensing and Examination and Monitoring Teams for ongoing monitoring and periodic examinations. *… more
- TD Bank (New York, NY)
- …US Risk Dashboard and manages the ERM Risk Profile Standard, including adherence and monitoring across the first and second lines of defense. This role will help ... will be responsible for partner adherence check ins, development of ongoing monitoring and testing programs, standard updates, and stakeholder training. _Our team… more
- Mizuho Corporate Bank (New York, NY)
- …for Mizuho America's Financial Crimes ("FCC") Models, which include Transaction Monitoring , Real-Time Message Screening, and Customer Screening Systems models. Your ... to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Conduct periodic Productivity Assessments… more
- Fiserv (New York, NY)
- …and cryptocurrency. This role provides strategic guidance, executes compliance monitoring and testing, and supports business initiatives while aligning with ... and risk assessments in line with regulatory requirements. + Execute compliance monitoring and testing for various verticals. + Develop, implement, and enforce… more
- Wells Fargo (New York, NY)
- …of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/ AML /OFAC related audits across Wells Fargo lines of business, and evaluates the ... + Supervise and oversee assigned audits + Provide timely feedback, coaching and monitoring of audit work and staff + Develop and maintain solid business… more
- Marex (New York, NY)
- …of payments, + Payment routing function - selection of method payment, monitoring cutoff time, + P&L calculation verification. + Reconciliation of nostro accounts. ... + Investigation of missing/delayed payments, customer queries. + Monitoring of credit lines and sanction screening queues. +...set up compliance, financial crime and fraud detection and AML processes and procedures + Act as an Operations… more
- TD Bank (New York, NY)
- …Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel etc.) + Supports enterprise-wide ... management, policies and risk assessment processes + Directs the development and monitoring of Key Risk Indicators and facilitate communication and resolution of… more
- Scotiabank (New York, NY)
- …with support from Product Owners and Functions. Require ongoing tracking and monitoring . + Lead governance forums with risk groups, business and internal controls ... Regulation W, Liquidity Portfolios Risk Review, etc.) through same-day and T+1 monitoring ; + Lead and develop monthly oversight reports, including trend analysis,… more
- New York State Civil Service (Albany, NY)
- …of applicants' and Licensees' governance, compliance, and internal audit controls; BSA/ AML program; operational, regulatory and legal risks and controls; risk ... as well as regulatory best practices, including skills involving blockchain monitoring /analytics, transaction sampling and monitoring model validation, and… more
- KeyBank (Amherst, NY)
- …gathering, methodology/technique selection, performance assessment, documentation, and ongoing monitoring . **ESSENTIAL JOB FUNCTIONS** + Under manager's oversight, ... hoc analytics to address financial crime compliance needs in AML /BSA/OFAC + Research, compile and evaluate large sets of...at least 2+ years of relevant experience, preferred in AML /BSA, OFAC, or fraud modeling/analytics; 1+ year with Master's… more