- ManpowerGroup (New York, NY)
- …Due Diligence (EDD) on clients in accordance with established procedures. + Monitoring and investigating alerts generated by the Transaction Monitoring System ... processes. + Assisting in the periodic risk assessment process related to BSA/ AML and Sanctions risks. + Performing compliance testing and quality assurance reviews… more
- Mizuho Corporate Bank (New York, NY)
- …languages and database management a plus. + In-depth understanding of AML , sanctions screening, restricted data, employee trading monitoring , electronic ... standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance processes and reduced… more
- ManpowerGroup (New York, NY)
- …control assessments on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML regulations. + Collaborate ... relevant field. + Experience in QA/QC of KYC (CDD/EDD) and/or Transaction Monitoring . + Strong analytical and problem-solving skills. + Excellent attention to detail… more
- Citizens (New York, NY)
- …regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical knowledge which may have specific regulatory ... Risk Management program. Confirm due diligence activities at onboarding and on-going monitoring are conducted and conform to policy requirements. + Technology Risk… more
- Wells Fargo (Purchase, NY)
- …customer needs and recommend solutions + Knowledge and understanding of Anti Money Laundering ( AML ) and Bank Secrecy Act (BSA) + Ability to work effectively, as well ... of issues, and making sound risk decisions. There is emphasis on proactive monitoring , governance, risk identification and escalation, as well as making sound risk… more
- Bank of America (New York, NY)
- …issues between Alternative Investments and fund managers/administrators including review of AML document. + Strong client relationship skills used to control and ... Thinking + Customer and Client Focus + Financial Forecasting and Modeling + Monitoring , Surveillance, and Testing + Risk Management + Causation Analysis + Client… more
- Insight Global (New York, NY)
- …professional skepticism. This role involves raising awareness of control risk and monitoring the implementation of management's control measures. We are a company ... Strong knowledge in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/ AML ), financial crime risks, and corporate legal functions. -Understanding of compliance… more
- City National Bank (New York, NY)
- …all aspects of client experience from service request processing/research, monitoring of request/implementations, and ensuring risk and regulatory requirements are ... and accurately to inquiries from the Bank's Financial Intelligence Unit (KYC/ AML ) and/or other Support Unit's regarding client transactions and account activity.… more
- American Express (New York, NY)
- …remediate gaps + Support multiple compliance and regulatory programs, such as AML /BSA SARs referrals, elder fraud abuse detection, scams detection, etc. + Partner ... with risk control design, testing, and effectiveness and operational monitoring Guardian **Qualifications** Salary Range: $80,000.00 to $155,000.00 annually bonus… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- …you will be responsible for leading the compliance department, supervising staff, monitoring regulatory changes and enforcement actions, and ensuring that the Credit ... for audits, compliance-related projects, and law enforcement inquiries -Conduct BSA/ AML reviews, fraud risk assessments, and compliance training refreshers… more