- Deloitte (Charlotte, NC)
- …properly delegate and meet deadlines. + Demonstrated experience related to AML , Know-Your-Customer (KYC), Transaction Monitoring , and Sanctions data, technology, ... and emerging technologies to solve complex regulatory risk and AML challenges. + Use an intelligence led approach to...challenges. + Use an intelligence led approach to transaction monitoring and challenge the existing TM landscape. + Enhance… more
- Wells Fargo (Charlotte, NC)
- …Sanctions regulations and financial crimes risk. + Experience in auditing Transaction Monitoring risks and controls in accordance with BSA/ AML regulations and ... Fargo lines of business. FiCAT oversees, manages, and executes BSA/ AML /OFAC related audits across Wells Fargo lines of business,...oversee assigned audits + Provide timely feedback, coaching and monitoring of audit work and staff + Develop and… more
- First Horizon Bank (NC)
- …compliance with regulatory regulations through: + adhering to regulatory requirements + monitoring and reporting BSA/ AML risks + completing assigned compliance ... **SUMMARY:** The TM Risk Analyst is responsible for identifying, assessing, monitoring , and mitigating risks associated with the Automated Clearing House (ACH)… more
- Wells Fargo (Charlotte, NC)
- …Business Accountability Specialist) in Consumer and Small Business Banking (CSBB) BSA AML Transformation (BAT) team, part of the CSBB Chief Administrative Office. In ... this role you will be responsible for BSA/ AML risk coverage across CSBB to identify, assess, manage...including root cause analysis and corrective action planning and monitoring + Experience in understanding and documenting unfamiliar processes… more
- Regions Bank (Charlotte, NC)
- …architectures + Preferred knowledge of Financial Crime Unit (FCU) processes such as AML , KYC, fraud detection, and transaction monitoring _This position is ... of all interfaces + Supports the planning, organization, implementation, and monitoring of requirements through management processes This position is exempt from… more
- Truist (Raleigh, NC)
- …maintaining FircoSoft Continuity & Trust applications for Sanctions Screening, AML , and regulatory compliance throughout the applications lifecycle. The developer ... Trust within enterprise-wide systems to comply with Trust standards as well as AML case management platforms such as Actimize and SAS while ensuring regulatory… more
- Coinbase (Charlotte, NC)
- …as internal Subject Matter Expert for Coinbase's end-to-end transaction monitoring (TMS) operations, assisting teammates with substantive questions about process ... actions and conduct necessary testing. *Investigations Casework (50%):* * Investigate AML and fraud-related alerting transaction on the blockchain; write and/or file… more
- Equitable (Charlotte, NC)
- …environment, and this position is based in our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager") will support the maintenance and control ... risks and lessons learned from applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, including control inventory and… more
- Coinbase (Charlotte, NC)
- …services, crypto, investigations, legal, or the tech industry, with a focus on AML , compliance, or regulatory matters. * Minimum of 2 years of relevant experience ... * Conduct investigative review and analysis in support of company's BSA/ AML regulatory compliance policies and programs including investigating automated alerts from… more
- Insight Global (Charlotte, NC)
- …. Conduct investigative review and analysis in support of companys BSA/ AML regulatory compliance policies and programs including investigating automated alerts from ... our transaction monitoring systems, and referrals sourced from law enforcement requests...industry standards and developments in the areas of KYC, BSA/ AML , and OFAC, and apply regulatory requirements and internal… more