- Charles Schwab (Austin, TX)
- …plan services, retirement plan services, and compliance and employee trade monitoring solutions; and (vi) middle and back office operational functions. Reporting ... + Stays current on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the auditees. + Excellent analytical… more
- CBRE (Houston, TX)
- …lending products (CMBS, Freddie CME, etc.) + Work with specialized outside counsel monitoring and providing legal advice for CBRE DSF's CMBS business, both as to ... to establish, maintain and monitor compliance issues, with special attention to BSA, AML , KYC, and privacy issues. + Assist in audits performed by independent… more
- Toyota (Plano, TX)
- …activities of lending personnel, including the quality of their loan approvals, monitoring and risk assessments. + Identify loans with actual/potential weaknesses so ... regulatory guidance applicable to Banking institutions (eg, Reg W, Reg O, Reg Z, AML , etc.). + Data extraction tools, eg, SQL, Snowflake + Data analysis tools, eg,… more
- Robert Half Legal (Houston, TX)
- …laws and regulations. The role involves developing, coordinating, implementing, and monitoring compliance initiatives, as well as identifying potential corporate and ... a must * Proficiency in EHR SYSTEM is crucial * A strong understanding of AML - Anti Money Laundering is required * Must possess strong Auditing skills * Excellent… more
- Santander US (Dallas, TX)
- …Commercial Letters of Credits) * Ensure compliance with regulatory requirements * Monitoring SBLCs' with automatic extension clause (Evergreen LCs') * Ensure Letter ... of credits deals meet internal and external compliance requirements ( AML , Anti-Boycott) and credit risk policies. * Ensure that LC Documents prepared properly and… more
- AIG (Houston, TX)
- …global anti-corruption, sanctions, antiboycott, antitrust, and anti-money laundering ( AML ), programs (collectively, "Financial Crime Risks"). The Compliance Officer, ... Concur data. * Participate in the development and implementation of on-going monitoring of Financial Crimes Risk programs to evaluate compliance with regulatory… more
- Wells Fargo (Irving, TX)
- …specialist) + CRCM (Certified regulatory compliance manager) + CAFP (Certified AML and Fraud professional) **Program Date:** Summer 2026. 40-hour work week. ... of issues, and making sound risk decisions. There is emphasis on proactive monitoring , governance, risk identification and escalation, as well as making sound risk… more
- Regions Bank (Houston, TX)
- …relationships and circumstances + Manages the assigned portfolio by monitoring performance and trends, proactively defining client credit solutions, identifying ... requirements as defined in respective roles and responsibility matrix for AML , CRA/HMDA, Reg B, and other regulatory/compliance requirements within assigned… more