- Capital One (Richmond, VA)
- …plans + Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews. + Assess internal trends, external regulatory ... AML Sr Investigator III- List Screening Operations (LSO)...may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring , customer due diligence, and enhanced due diligence. **Responsibilities:**… more
- ADP (Norfolk, VA)
- …domestic and international business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic reporting to the ... requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic and international). **QUALIFICATIONS REQUIRED:**… more
- Coinbase (Richmond, VA)
- …Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits on transaction monitoring system (TMS) cases, working ... be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)...support. * Experience in project management or analytics or quality assurance . * Advanced degree in business,… more
- Coinbase (Richmond, VA)
- …warrants filing of a suspicious activity report * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Operations within… more
- Capital One (Mclean, VA)
- …and implementation of any needed process or procedure changes from findings, as applicable Quality Control - Quality Assurance + Oversee KPI reporting of ... monitor implementation + Act as a liaison to the AML compliance office or other teams with respect to...ESM on the vendor management process. Perform ongoing vendor quality assurance testing to ensure industry best… more