• Chief Compliance Officer - Investment…

    US Bank (Los Angeles, CA)
    …**Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds ... and providingfeedbackon theCCOSupportStaffassigned totheMST + ActingastheMSTanti-moneylaundering( AML )OfficerfortheirrespectiveTrust + ManagingtheMST'sregulatoryexaminations + PreparinganddeliveringtheMSTscompliancereports,includingthe38a-1annualreport… more
    US Bank (07/26/25)
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  • Treasury Sales Officer - North America

    Bank of America (San Francisco, CA)
    Treasury Sales Officer - North America New York, New York;Miami, Florida; San Francisco, California; Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Treasury-Sales- Officer North-America\_25028329) **Job Description:** At Bank of America, we… more
    Bank of America (07/04/25)
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  • Foreign Exchange Operations Officer

    City National Bank (Los Angeles, CA)
    *OPERATIONS OFFICER * WHAT IS THE OPPORTUNITY? City National Bank is looking for a Back Office Operations Specialist within Capital Markets Operations. The ideal ... procedures and controls are being followed and maintained * Perform BSA/ AML /OFAC reviews of client transactions as applicable to the departmental assignment.… more
    City National Bank (07/31/25)
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  • Business Development Officer - Escrow…

    Citigroup (Beverly Hills, CA)
    …paying agent services, a strong network among top law firms, and fluency in AML /KYC protocols critical to deal execution. Deposit pricing acumen and a comfort level ... speaking to rate strategies with law firm clients is essential. Most importantly, you must have a bias toward simplifying complexity, delivering streamlined solutions to time-sensitive, deal-focused clients.** **You'll have the backing of a global platform, a… more
    Citigroup (07/22/25)
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  • Officer , Senior Information Security…

    Banc of California (Santa Ana, CA)
    …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, ... state and federal) and Community Reinvestment Act (CRA). + Security generalist, someone that thrives in fast-paced environments with diverse technologies, but can dive deep on your domain(s) expertise. + Interested in solving security challenges through… more
    Banc of California (07/16/25)
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  • SVP, BSA/OFAC Governance & Monitoring Director

    Banc of California (Santa Ana, CA)
    …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Reporting to the SVP, BSA Officer , the incumbent will assist the BSA Officer to ensure corporate ... serve as an advisor to the front lines on BSA/ AML related inquiries and policy questions. Additionally, the BSA/OFAC...to ensure that processes and work products produced by AML and Operations and KYCs from the front line… more
    Banc of California (07/18/25)
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  • Head of FCC Model and Data Governance (Remote)

    SMBC (Sacramento, CA)
    …Loans, Cash Management Services, International Services **JOB SUMMARY:** Reporting to the BSA Officer , the Director, Head of FCC Model and Data Governance will be ... responsible for supporting the design, implementation, and enhancements of BSA/ AML tools and systems, including transactions monitoring, sanctions screening systems,… more
    SMBC (08/02/25)
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  • VP, BSA & OFAC QA/QC Manager

    Banc of California (Santa Ana, CA)
    …WE WIN(R) **THE OPPORTUNITY** The VP, BSA/ OFAC QA/QC Manager reports to the BSA Officer and will lead the development and execution of a QA program focused on ... in ensuring that processes and work products produced by AML and OFAC Operations and KYC from the front...understanding of the various bank wide computer applications and AML systems used for performing and documenting BSA quality… more
    Banc of California (07/19/25)
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  • Director and Team Lead, Foundational Risk…

    BMO Financial Group (Los Angeles, CA)
    …documentation. + May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer for the operating ... accountable to meet all program requirements (eg, Operating Group Compliance Program, AML Program Framework). + Builds awareness, knowledge, and skills and, as… more
    BMO Financial Group (08/02/25)
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  • Business Controls Analyst Senior

    City National Bank (Los Angeles, CA)
    …will work directly with the City National Bank's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Capital Markets and will ... and PowerPoint *Additional Qualifications* * Familiarity with regulatory requirements (eg AML /KYC in Trade, UPC600, Dodd-Frank, Reg W) * Prior experience covering… more
    City National Bank (07/31/25)
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