- Mizuho Corporate Bank (New York, NY)
- …to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring ... integrity and compliance. + Partner with the Chief Information Officer (CIO) function on the broader Data Program Roadmap,...Execute the model risk framework and standards for the AML and Sanctions models in accordance with the Mizuho… more
- Scotiabank (New York, NY)
- …which is a Private Side Group. A VP in DPG is a Coverage Officer responsible for primary client coverage, marketing, structuring, and pricing various fixed income ... business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champions a high-performance environment and… more
- American Express (New York, NY)
- …Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe, ... to regulated financial institutions and / or consumer products and AML / Anti-Corruption/BSA. + Experience with audit, compliance, risk, regulatory management, law,… more
- Citigroup (New York, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... to Senior Management and partners including, but not limited to, Compliance, Legal, AML , Regional Business Risk, Regional COO and Sales Management + Assist with… more
- Citigroup (New York, NY)
- …appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads + Manage ... adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team… more