- Intuit (Mountain View, CA)
- **Overview** Are you a highly motivated and experienced AML professional ready to make a significant impact? Intuit is seeking a Lead Investigator to join our ... dedicated Anti-Money Laundering ( AML ) compliance team. In this role, you'll...and lead training programs focused on investigative standards and regulatory compliance . + Familiarity with applicable US… more
- US Bank (San Francisco, CA)
- …modeling or model validation experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that ... . Able to read, understand, and interpret applicable internal MRM policies and regulatory rules/guidance to confirm compliance . **_NOTE: This role offers a… more
- City National Bank (Los Angeles, CA)
- …and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA/ AML , OFAC and ABAC. This position will also be ... *DIRECTOR OF AUDIT- BSA/ AML * WHAT IS THE OPPORTUNITY? The Director of...reports for sufficient scope, accuracy, appropriateness of conclusions and compliance with requirements. * Coordinate and manage regulatory… more
- Fujifilm (Sacramento, CA)
- **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... compliance programs related to laws and regulations, including healthcare compliance , anti-corruption, antitrust, and anti-money laundering ( AML ). Under the… more
- City National Bank (Los Angeles, CA)
- …the Bank's BSA Program to help ensure that policies and procedures are in compliance with legal and regulatory requirements and industry best practices. * Under ... *MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for...designated by the BSA Officer, acts as a BSA, AML , OFAC and KYC regulatory consultant throughout… more
- Coinbase (Sacramento, CA)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... industry standards and developments in the areas of KYC, BSA/ AML , and OFAC, and apply regulatory requirements...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
- City National Bank (Los Angeles, CA)
- …. Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... while utilizing sound and current compliance industry standards and practices. Develop new and/or updates...and/or updates to policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide.… more
- Banc of California (Los Angeles, CA)
- …Management and Compliance :** Maintains strong knowledge of risk and compliance - including BSA/ AML , information security/fraud, and identity theft. Completes ... (eg, fintech, escrow, fiduciaries, government entities). + Solid understanding of regulatory frameworks, risk management, and compliance requirements for… more
- Banc of California (Santa Ana, CA)
- …adhere to, remaining current with regard to industry best practices and regulatory requirements and expectations. Performs all duties in accordance with the ... + Develop an enterprise information security framework and program consistent with regulatory and industry best practices (ie, FFIEC, NIST, etc.) Ensure data… more
- Banc of California (Santa Ana, CA)
- …due diligence items and legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Identify any ... reviewing evidence of insurance to confirm coverage is in compliance with bank and regulatory requirements. May...send adverse action letter if applicable. + Maintains a professional and courteous attitude and demonstrate a true concern… more