- TD Bank (New York, NY)
- …Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, ... fraud aggregation and assessment, Basel implementation/capital analysis, change management, Privacy, AML , LCM and other regulatory issues), in addition to… more
- Marex (New York, NY)
- …data in order to improve efficiencies and Compliance reporting. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, ... + Full coordination and collection of client documentation and requirements to facilitate KYC/ AML review and approval. + Ensure that appropriate CDD / KYC and … more
- Citigroup (New York, NY)
- …the USD Clearing product has processes and controls in place to effectively manage regulatory compliance . * Manage all aspects of risk, including compliance ... value our talented employees and are committed to fostering professional growth from within. We encourage you to apply...and reviews. * Partner with teams across Risk Management, Compliance , AML , and Legal to proactively manage… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including ... but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- New York State Civil Service (Albany, NY)
- …expectations.* Reviews Licensees' coin listing procedures, anti-fraud and market-manipulation, BSA/ AML , governance, compliance , risk management, etc. policies ... Category Financial, Accounting, Auditing Salary Grade 31 Bargaining Unit PS&T - Professional , Scientific, and Technical (PEF) Salary Range From $131256 to $159784… more
- Ankura (New York, NY)
- …within the Financial Crime industry. + 5+ years of model validation, AML system implementation, data lineage, or quality testing experience. + Basic knowledge ... RDC, and others. + Demonstrated experience and knowledge of banking and compliance systems. + Demonstrated experience working in a results-driven environment within… more
- Capital One (Melville, NY)
- …or process management experience + PROSCi Change Management Certification, Certified Regulatory Compliance Manager (CRCM) Certification, Association of Certified ... experience + At least 3 years of Anti-Money Laundering ( AML ) Compliance or Risk Management experience +...Anti-Money Laundering Specialist (ACAMS) certification, or Certified Risk Professional or its equivalent **At this time, Capital One… more
- ManpowerGroup (New York, NY)
- …management and performance oversight. + Ensure compliance with all regulatory practices outlined by CPAD, including BSA/ AML /OFAC regulations. + Provide ... and supportive remote environment. + Engage in meaningful work that contributes to regulatory compliance and financial integrity. + Collaborate with a team of… more
- Heritage Financial Credit Union (Middletown, NY)
- …cross-functional alignment. REQUIRED KNOWLEDGE: + Deep knowledge of enterprise risk management, regulatory compliance (NCUA, CFPB, FFIEC, BSA, AML ), and ... providing strategic direction, leadership, and oversight across Finance, Risk & Regulatory Compliance , Information Technology, and Strategic Business Operations.… more
- Grant Thornton (Melville, NY)
- …prototyping, and launch of innovative, AI-enabled solutions that enhance our professional advisory services globally. The Head of Global Product - Advisory ... Advisory leaders, Technology leaders, and key corporate stakeholders (Risk, Legal, Compliance , Finance, HR, Operations) to ensure product initiatives meet enterprise… more