- Coinbase (Charlotte, NC)
- …framework. * Conduct investigative review and analysis in support of company's BSA/ AML regulatory compliance policies and programs including investigating ... legal, or the tech industry, with a focus on AML , compliance , or regulatory matters....level of attention to detail *Nice to haves:* * Professional certification in AML or Fraud (eg… more
- Coinbase (Charlotte, NC)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... industry standards and developments in the areas of KYC, BSA/ AML , and OFAC, and apply regulatory requirements...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
- Capital One (Charlotte, NC)
- …Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or ... Crimes Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input… more
- Truist (Whiteville, NC)
- …for day-to-day operations of assigned Financial Intelligence Unit (FIU) team ensuring full compliance with the Bank Secrecy Act and the USA PATRIOT Act, by ... the investigation, analysis and decision of Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) cases, reports and alerts according to stated policy and procedures.… more
- Truist (Charlotte, NC)
- …they apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), ... and is a critical touch point within the entire BSA/ AML function of the FIU. ESSENTIAL DUTIES AND RESPONSIBILITIES...or other specialized compliance education/ professional designation **General Description of Available… more
- City National Bank (Charlotte, NC)
- …. Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... while utilizing sound and current compliance industry standards and practices. Develop new and/or updates...and/or updates to policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide.… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability ... awareness + May supervise day-to-day work of other professional level compliance associates + May contribute...independently + Deadline driven + Knowledge of legal and regulatory environment as it relates to compliance … more
- SMBC (Charlotte, NC)
- …result of this expansion, we are seeking a software developer to join our AML Technology team to support Compliance applications, systems and services that ... Test transactions for compliance with established policies. Assist in compliance , financial and regulatory examinations / audits. **Role Objectives:… more
- Grant Thornton (Charlotte, NC)
- …prototyping, and launch of innovative, AI-enabled solutions that enhance our professional advisory services globally. The Head of Global Product - Advisory ... Advisory leaders, Technology leaders, and key corporate stakeholders (Risk, Legal, Compliance , Finance, HR, Operations) to ensure product initiatives meet enterprise… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …due diligence and mitigating risk to the business. * Ensures firm and regulatory policies are followed within compliance standards. * Performs other duties ... allocation and modern portfolio theory. * Addresses sensitive client issues surrounding AML or other Supervisory alerts generated by the firm. * Understanding… more