- KeyBank (Amherst, NY)
- …that is responsible for providing support and subject matter expertise for AML , customer due diligence, and sanctions screening processes and applications. ... Brooklyn, Ohio 44144 **ABOUT THE BUSINESS** The Anti-Money Laundering ( AML ) Operations Support team (AMLOS) is a support group...and tracked to completion. + Serve as a "trusted advisor " who develops and maintains strong relationships with both… more
- Citigroup (New York, NY)
- …strict adherence to internal policies, procedures, and relevant regulatory requirements (eg, AML , KYC, sanctions screening). + Proactively identify and escalate ... Management** + Serve as the primary liaison and trusted advisor for a portfolio of Depositary Receipt issuer clients...+ **Compliance & Risk Management:** Knowledge of anti-money laundering ( AML ), Know Your Customer (KYC), sanctions , and… more
- Mizuho Corporate Bank (New York, NY)
- …determine industry codes (for example SIC/Sector Codes) + Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with necessary documentation ( ... ie : RIA, QIB, 2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime...Prime Broker Agreements). + Ability to understand an Investment Advisor 's organization structure, as well as, when full KYC… more