- SolomonEdwards (Albany, NY)
- **About Us** SolomonEdwardsGroup, LLC ("SolomonEdwards") is a full-service professional services firm offering financial, operational, and technology consulting and ... on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic advisor… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- SolomonEdwards (Albany, NY)
- **About Us** SolomonEdwardsGroup, LLC ("SolomonEdwards") is a full-service professional services firm offering financial, operational, and technology consulting and ... complex models in credit, market, liquidity, interest rate risk, AML , and financial crimes. The ideal candidate will bring.... Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to… more
- TD Bank (New York, NY)
- …hiring, retaining and leading a highly qualified and collaborative team, including senior managers, in the consistent and integrated delivery of a legendary US ... within a matrix organization. The WMP will partner with Senior Leaders throughout TD AMCB and TD Securities (TDS)...maintain high ethical standards + Manages assigned employees in compliance with all HR policies, procedures, and guidelines of… more
- American Express (New York, NY)
- …impact in this role?** The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control ... regulatory and risk management mandates in connection with Anti-Money Laundering ( AML ) and Counter Terrorism Financing (CTF), Sanctions and Anti-Bribery and… more
- Citizens (New York, NY)
- …and staying updated with relevant banking regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you...solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk management methodologies, including COSO and… more
- American Express (New York, NY)
- … goals as regulatory demands continue to evolve. We work to ensure compliance with internal and external regulations. The Senior Manager, Strategic Planning, ... groups both within and outside GCS and cross-functional teams (eg: GSG, Compliance , GCO) + Build strong relationships with partners and collaborate with… more
- SitusAMC (Albany, NY)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... tasks related to warehouse financing in ProMerit as assigned + Oversee professional and timely communication with clients via conference calls, Teams and email… more
- Citigroup (New York, NY)
- …escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management + ... The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their… more
- SitusAMC (Albany, NY)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... tasks related to warehouse financing in ProMerit as assigned + Oversee professional and timely communication with clients via conference calls, zooms and email… more