- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- TD Bank (New York, NY)
- …degree in Finance, Risk, or related field preferred + 10+ years of professional working experience in a corporate compliance function or financial crimes, ... in the development and execution of the firm's sanctions compliance program. This role helps drive sanctions strategy and...at all levels + Prepares and submits reports to senior management and regulatory agencies as required + Engages… more
- Scotiabank (New York, NY)
- …Principles, while ensuring adherence to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk; and + Contributes and ... technical review of companies and present findings in a concise and professional manner internally or externally to clients. Ensures all activities conducted are… more
- TD Bank (New York, NY)
- …and/or a control function related to specialized domains of TD's AML /ATF/Sanctions /ABAC programs. This role provides specialized project support or services. ... guidance, leadership, coaching and development to ensure operational results and professional / personal development objectives are achieved + Works with executive… more
- Citizens (New York, NY)
- …and staying updated with relevant banking regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you...solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk management methodologies, including COSO and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions, and conduct risk + Build a high performance ... job responsibilities will be to ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll Do** +… more
- BMO Financial Group (New York, NY)
- …requires the VP to interact directly with GM stakeholders, including senior executives, to methodically resolve non-financial risk management challenges across a ... running calls and meetings. + Ability to represent Capital Markets at senior industry discussions, with regulators and internal & external auditors. + Proactive… more
- New York State Civil Service (Albany, NY)
- …on applications for Licenses and Charters, including as it relates to BSA/ AML , sanctions, and fraud compliance ; cybersecurity; business plans and financial ... Administrative or General Management Salary Grade 33 Bargaining Unit PS&T - Professional , Scientific, and Technical (PEF) Salary Range From $145754 to $176123… more
- Atlas (Albany, NY)
- …role involves managing project budgets, schedules, and resources while ensuring compliance with regulations and safety standards. **Job Responsibilities include but ... specifications for site development and restoration projects including Abandoned Mine Lands ( AML ) projects + Development and review submittal packages, with a team… more