- Scotiabank (New York, NY)
- …overall success by covering a wide array of credit accounts as a specialist salesperson. The Director shall distribute Primary and secondary Leveraged Loans, High ... of day-to-day business controls. Understand that operational risk, regulatory compliance risk, AML /ATF risk, and conduct risk requirements must all be met. This… more
- Scotiabank (New York, NY)
- …of the Liability Management product at various seniority levels and across specialist teams. Work in conjunction with the Debt Capital Market, Equity Capital ... business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. Champion a high performance environment and… more
- SitusAMC (Albany, NY)
- …functional teams, Warehouse Administration Services, ProMerit implementation and product specialist teams. + Communicate professionally and timely with clients via ... with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data security. \#LI-REMOTE Note:… more