- City National Bank (Charlotte, NC)
- …Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... May assist in the development of new and/or updates policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide. Plays a key role as a liaison… more
- Truist (Whiteville, NC)
- …the investigation, analysis and decision of Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) cases, reports and alerts according to stated policy and procedures. ... transaction monitoring processes, and applicable record retention requirements mandated by BSA/ AML laws and regulations. Work with line of business (LOB) contacts… more
- Bank of America (Charlotte, NC)
- …regulatory guidance + Advise FLU senior leaders on key regulatory developments in BSA/ AML laws, rules and regulations + Design monitoring and testing routines and ... reporting to identify potential AML risks and/or control weaknesses + Evaluates the risk...and/or a related government entity + Certified Anti-Money Laundering Specialist (CAMS) + Experience and strong ability to work… more
- Bank of America (Charlotte, NC)
- …designing monitoring and testing routines and reporting to identify potential AML risks and/or control weaknesses; conducting targeted risk assessments, threat ... experience in financial services industry, financial crimes, risk management, AML compliance, regulatory compliance, investigations, operational risk management, business… more
- City National Bank (Charlotte, NC)
- …. Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... standards and practices. Develop new and/or updates to policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide. Plays a key role as a… more
- Bank of America (Charlotte, NC)
- …years of relevant experience + Knowledge of economic sanctions and anti-money laundering ( AML ) and related AML legislation + Prior people management experience + ... and/or a related government entity + Certified Anti-Money Laundering Specialist (CAMS) + Experience in data analysis, data governance,...Acumen - Line of Business (LoB) - GFC + AML Regulatory Knowledge + Enhanced Due Diligence + Financial… more
- Capital One (Charlotte, NC)
- …Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input to ... components of business units and lead small to medium size BSA / AML , Sanctions, and Fraud Compliance audits. Perform risk assessments of business activities and… more
- SMBC (Charlotte, NC)
- …Co., Ltd. **Role Description** **Role Description** The Fircosoft Application Specialist supports the Fircosoft Sanctions screening systems and services within ... connection with Sanctions Screening, Know Your Customer (KYC) and Anti-Money Laundering ( AML ). You should be fully knowledgeable of Fircosoft filtering software and… more
- SitusAMC (Raleigh, NC)
- …functional teams, Warehouse Administration Services, ProMerit implementation and product specialist teams. + Communicate professionally and timely with clients via ... with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality and data security. \#LI-REMOTE Note:… more