- Coinbase (Sacramento, CA)
- …Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA/ AML program, transaction monitoring , KYC, CDD, and EDD ... jurisdiction in which Coinbase operates. As a Compliance Support Supervisor , you will lead a team of 10-15 Compliance...be doing: * Lead a team of 10-15 Compliance ( Transaction Monitoring / AML and… more
- Vagaro (Pleasanton, CA)
- …due diligence + Research and validate businesses to ensure eligibility and compliance Transaction Monitoring & Fraud Prevention + Monitor transaction ... Analyst Department: Vagaro Merchant Services (VMS) Reports To: Fraud Prevention Supervisor Compensation: $32-$33 per hour Schedule: Wednesday through Friday onsite,… more
- Banc of California (Santa Ana, CA)
- …the internal case management system. Provides escalation and updates to supervisor regarding cases. + Analyzes current processes to identify process improvements ... for future fraud prevention and proactive monitoring and makes recommendations to management. + Maintains the...in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- US Bank (Brea, CA)
- …you will execute delegated supervisory responsibilities such as reviewing correspondence, monitoring client interactions, and conducting transaction reviews. You ... Office of Supervisory Jurisdiction (OSJ examination process an conduct Annual Supervisor Reviews (ASeRs) for all registered representatives, documenting findings and… more