- TEG Federal Credit Union (Poughkeepsie, NY)
- …Join a Growing Team at TEG Federal Credit Union! Job Title : Assistant Vice President (AVP) of Compliance Location : Poughkeepsie, NY Salary : $80,000-$95,000 ... another and our members. We are currently seeking a proactive and experienced Assistant Vice President (AVP) of Compliance to join our growing team in… more
- Raymond James Financial, Inc. (New York, NY)
- As the Vice President , Sanctions Officer, you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the ... Chief AML Officer, you'll be responsible for ensuring adherence to...requirements into internal controls and procedures + Collaborate with AML , Legal, Risk, and Business teams to embed sanctions… more
- TD Bank (New York, NY)
- …with other departments** **Supports the business with consistent application of BSA/ AML risk escalation, review and approval processes, KYC due diligence and ... improvement of programs, processes, policies and tools to meet BSA/ AML requirements and industry best practices** **Continuously develops/maintains solid knowledge… more
- BMO Financial Group (New York, NY)
- …analysis of financial modelling assumptions and due diligence review + AML /KYC requirements + Annual/Interim review write-ups, including risk and mitigants review, ... proposing of appropriate sensitivities and running of financial model specific to each transaction + Pro-active raising of challenges, issues and concerns on transactions and proposing solutions + Preparing annual or interim review write-ups with minimal… more
- Citigroup (New York, NY)
- …relevant information to the Banker + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of client records and documentation ... are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Business Risk will support the Business Risk Manager in ... governance structures and risk oversight processes. + Ensure compliance with AML , KYC, and transaction monitoring regulations, including NACHA guidelines. + Prepare… more
- Pioneer Bank (Albany, NY)
- TITLE: Customer Care Specialist LOCATION: Headquarters REPORTS TO: Vice President - Customer Care CLASSIFICATION: Full Time, Non Exempt PAY GRADE: NE 20 ($17.00 ... with Bank policies and procedures and applicable laws and regulations, including BSA, AML , and Reg E., and Reg CC. + Conducts customer transactions received through… more
- American Express (New York, NY)
- …Services has launched a search for newly created and high impact role, the Vice President - Financial Crimes. This person will be responsible for building a ... with deep understanding of financial crimes and compliance risk, including AML , sanctions, fraud, and anti-bribery and corruption frameworks. Understanding of… more
- Banc of California (New York, NY)
- …employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Senior Vice President , Banker is primarily accountable for developing new client ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
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