• Compliance Operations & Training Lead, Compliance…

    S&P Global (New York, NY)
    …Anticipate training needs by monitoring policy changes and coordinating with corporate /divisional training teams to maintain proactive compliance readiness. + Track ... + Strong communicator with the ability to influence and collaborate across functions , driving alignment and engagement. + Creative thinker who can develop innovative… more
    S&P Global (09/18/25)
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  • Manager, Compliance Program Effectiveness…

    TD Bank (New York, NY)
    …issues + Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with ... direct reports but will be supported by a Senior Analyst and will work closely with the Senior Manager...Compliance advice to business Compliance partners + Interacts with control functions within the organization + Conducts… more
    TD Bank (08/30/25)
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  • Enterprise Resilience Business Continuity…

    Citigroup (Getzville, NY)
    …(CoB) Senior Lead Analyst in support of US Personal Banking, Wealth and Functions . The CoB Lead Analyst is responsible for business resiliency of critical ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Job Family Group:** Corporate Services… more
    Citigroup (09/12/25)
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  • Underwriter

    Citigroup (New York, NY)
    …and Risk, and with regulators, Internal Audit, Fundamental Credit Risk and other control functions . Provide strategic insights and sensitivity to macro and ... activities, including credit and financial analysis. Head a North America corporate portfolio and consistency of the underwriting. Support strategic initiatives and… more
    Citigroup (09/03/25)
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  • VP Compliance Manager, Trade Surveillance Quality…

    TD Bank (New York, NY)
    …Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions ) at a Global Systemically Important Bank (GSIB), or ... Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions . The incumbent provides strategic guidance and independent oversight of the… more
    TD Bank (08/21/25)
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  • Equity Research Associate - Biotechnology

    TD Bank (New York, NY)
    …opportunities exist + Actively manages relationships within and across various business lines, corporate , and/or control functions and ensures alignment with ... oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and market trends; composing… more
    TD Bank (08/17/25)
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  • Director - Trading Business Management, TD…

    TD Bank (New York, NY)
    …Heads, Business Management, Supervision, Transaction Management, Operations, Middle Office, Governance and Control , and 2nd line corporate teams. As a Director ... includes intake, business impact assessment and gap analysis, deliver requirements, control design, audit and remediation. In addition, BRI supports the 6… more
    TD Bank (10/01/25)
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  • Research / Investment Banking Compliance Officer

    Citizens (New York, NY)
    …broker-dealer offering comprehensive services in M&A advisory, investment banking, corporate finance, equity research, and sales and trading. Position Overview ... on compliance matters, including deal-related restrictions, research disclosures, and analyst independence. + Policy Development: Draft, update, and implement… more
    Citizens (09/18/25)
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  • Investor Relations Associate

    Sunrun (New York, NY)
    …We're unlike any other solar company. Our vertically integrated model gives us total control over every part of the energy lifecycle - from sale through installation ... role will work closely with our colleagues in Strategic Finance & Analytics, Corporate Communications, Project Finance and Operating teams.** **New York, NY or Lehi,… more
    Sunrun (09/21/25)
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  • Leveraged Finance Underwriter - Assistant Vice…

    Citigroup (New York, NY)
    …support to Senior Underwriters and oversee Analysts team across LFU's core functions : (1) Leveraged Finance transaction origination (LBO & Corporates) and credit ... to senior Business and Risk + Demonstrate sound quality control over the materials and analysis utilized in transaction...executing transactions on behalf of clients + Help manage Analyst pool, responsible for their credit training and mentoring… more
    Citigroup (09/20/25)
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