- Vanguard (Charlotte, NC)
- …to the business, and interfaces regularly with business area stakeholders and internal risk, audit, and compliance partners. + Prepares written inspection ... assessment reports and provides recommendations for improvement. Provides guidance to mitigate compliance risks and control gaps. + Oversees the design,… more
- Insight Global (Charlotte, NC)
- …feedback from Quality Assurance Team . Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures . Remain ... investigative review and analysis in support of companys BSA/AML regulatory compliance policies and programs including investigating automated alerts from our… more
- Teleflex (Morrisville, NC)
- …process over time. * Support other finance activities like Tax Certifications and invoice/ internal control filing and delivery of paperwork inside and outside ... internal and external partners. The Credit to Cash Analyst will act as a liaison with the Credit...collecting on accounts receivable. * Evaluate process and ensure compliance with policy. * Build rapport with other OTC… more
- Coinbase (Raleigh, NC)
- …part in assisting with the design, implementation, and monitoring of a technology control framework. The Analyst will work closely with cross-functional teams to ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...and other external stakeholders. Coinbase is looking for an Analyst , Tech Controls to support the second line of… more
- Lincoln Financial (Greensboro, NC)
- …services that add value and improve organizational operations by evaluating risk management, control , and governance processes. The Audit Analyst role offers an ... doing * Lead end-to-end audit engagements of operational and compliance processes, including planning, identifying risks and control...Framework to audit engagements. * Carry out duties in compliance with the Institute of Internal Auditors'… more
- TD Bank (Charlotte, NC)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit, to determine level of BSA/FCRM compliance + Contributes ... promulgated by OFAC, Global Affairs Canada, and support for sanctions compliance in all jurisdictions where TD operates. **Job Description Summary:** The… more
- Deloitte (Charlotte, NC)
- …Internal Auditors + Demonstrate understanding of business processes, internal control risk management, and related regulatory and compliance standards + ... they can meet regulatory and attestation requirements + Create internal control documentation for the engagement including...Perform internal audit assurance activities ( internal audits over financial, operational, compliance , and… more
- Bank of America (Charlotte, NC)
- …the role is responsible for supporting periodic audits and exams by the internal audit and compliance organizations and various Bank regulatory agencies. ... CFO Data Management - Loan Products Senior Data Analyst Charlotte, North Carolina **To proceed with your...access and ownership of data by domain, conducting quality control , and overseeing data maintenance. **Team Overview:** CFO Data… more
- Pfizer (Rocky Mount, NC)
- …desk level procedures, SOPs, and training materials + Ensure effective control environment, supporting audits, ensuring compliance with GAAP, Sarbanes-Oxley, ... you will use your financial expertise to undertake financial, accounting, and internal controls activities at the Pfizer Rocky Mount, NC site, delivering periodic… more
- Regions Bank (Charlotte, NC)
- …the strengths and weaknesses of the firm's existing controls + Continuously monitors control compliance and prevalent risk environment to ensure that exposures ... compliance , data management standards, financial statement reporting risk, internal controls, and United States generally accepted accounting principles (GAAP) +… more