- TD Bank (Charlotte, NC)
- …regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing independent ... (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of Compliance… more
- TD Bank (Charlotte, NC)
- … compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice ... regulatory requirements and regulator expectation + Identifies and communicates areas of non- compliance and/or material control weaknesses + Responsible for the… more
- Lowe's (Charlotte, NC)
- …to apply! _Find Your Home to More Possibilities._ **Your Impact** As a Senior Analyst , Information Security Compliance , you will play a critical role in ... safeguarding the enterprise by driving our continuous compliance program. You'll own and elevate key SOX and security compliance processes, leading end-to-end… more
- Guardian Life (Raleigh, NC)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a...judgment to assess the adequacy and effectiveness of the control environment in the branch office. + Timely communicate… more
- Lenovo (Morrisville, NC)
- Senior NA Trade Compliance Analyst **General Information** Req # WD00088118 Career area: Supply Chain Country/Region: United States of America State: North ... this role is vital to support risk mitigation, cost control , operational efficiency, and strategic advantage. This role provides...and FTZ + **Audits & Risk Management** + Conduct internal compliance audits and support external government… more
- Cognizant (Raleigh, NC)
- About the role As a Risk and Compliance Analyst , you will monitor regulatory adherence and operational risks by analyzing data, conducting audits, and supporting ... development of control frameworks that protect business integrity and ensure compliance across functions. You will be a valued member of our telecom operations… more
- Coinbase (Charlotte, NC)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Quality Operations within the CX ... feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures * Remain… more
- Coinbase (Charlotte, NC)
- …data flows, and generating accurate data extracts and reports that will support the internal audit team in their control testing. In addition, the candidate ... changes to validate their impact and ensure they meet compliance and performance requirements. * Document and communicate the...from a variety of sources that will support the internal audit team in their control testing.… more
- ALBEMARLE (Charlotte, NC)
- …_Data Analysis:_ + Analyze data to identify trends, variances, inconsistencies, and internal control risks. _Special Projects:_ + Assist managers with special ... build a future, big enough to change the world. We are seeking a **Senior Internal Auditor** to join our team. This position is **hybrid** (3-days per week in… more
- Banc of California (Durham, NC)
- …preparation of ITGC SOX self-assessments documentation which evidences the quality and compliance of internal controls over the network, databases, applications ... based on control frequencies. + Works with VP of IT Compliance to consistently apply superior decision making techniques pertaining to inquiries, approvals and… more