- Wells Fargo (Charlotte, NC)
- …experience working with other departments in the firm including Product Management, compliance , operations, business control , EIT, supervision etc. + Experience ... Center of Excellence (IS COE) is looking for a Senior Investment Portfolio Control Consultant in the FA Directed Portfolio Analysis (FADPA) team. The FADPA team… more
- TD Bank (Charlotte, NC)
- …Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control functions within the organization + ... Compliance programs + Participates in/manages regulatory examinations and external/ internal audits with respect to request for information regarding CGO… more
- Bank of America (Charlotte, NC)
- …tasks for regulatory reports * Supports the response to regulatory agencies and internal control partners on inquiries and reporting breaches * Participates in ... processes. This role will serve as a Regulatory Reporting Analyst responsible for driving key reporting activities and functions...submissions * Participate and represent the reporting function to control partners (eg, Audit and Compliance ) *… more
- City National Bank (Charlotte, NC)
- …others' thinking or approaches in a constructive manner. Advises stakeholders on internal control and governance matters and conducts proactive and ongoing ... auditing standards, COSO and risk assessment practices. * Strong understanding of internal control concepts and application of such. * Strong working knowledge… more
- TD Bank (Charlotte, NC)
- …+ Maintains capital management policies, including capital adequacy assessment to support internal capital ratio target setting + Monitors compliance with ... key stakeholders as applicable. In this role the analyst will be working on the enterprise capital reporting...activities as necessary + Ensures business operations are in compliance with applicable internal and external requirements… more
- iCIMS (Raleigh, NC)
- …GRC Security Analyst to help lead our Governance, Risk, and Compliance efforts. In this role, you'll work cross-functionally to drive security initiatives, ... support compliance frameworks, and partner with both internal ...execution of Security Control Assessments and evaluate control effectiveness. + Lead security compliance efforts… more
- ManpowerGroup (Charlotte, NC)
- …IT Audit within IAM. + Proven expertise in QA/QC, audit, and process quality control within IT, security, or compliance . + Experience in designing and ... the banking sector, is seeking an Information Security Risk Analyst / Audit to join their team. As an...remediation plans. + Collaborate with IT, security, audit, and compliance teams. + Apply QA/QC methodologies to ensure IAM… more
- Bank of America (Charlotte, NC)
- …trend and analytical reporting related to Broker Dealer computations * Works with internal control functions and external auditors * Assists with local regulator ... dealers and swap dealers. Key responsibilities include performing and documenting control processes and variance analysis, preparing data submissions for regulatory… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Product Management **Job Description:** The Senior Product Analyst contributes to the business strategy by supporting tactics for product ... acquire/retain business for their specific product group. The Senior Product Analyst offers advice, recommendations, solutions and consulting at a broad functional… more
- Lumen (Raleigh, NC)
- …& Governance, internal and external auditors to support risk management, compliance , and audit queries. + Assist auditor team with required information related ... to projects teams including special access assignment following Security controls & compliance + Respond rapidly and efficiently to requests requiring security … more
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