- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the ... that alert review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance… more
- M&T Bank (New York, NY)
- …request discussions or committee presentations. * Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with ... the Company's Risk Appetite. Identify risk -related issues needing escalation to management . *...transaction execution team comprised of an Associate and/or an Analyst . Experience with Salesforce based deal/relationship management … more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- …not limited to Finance & Accounting, Accounts Payable, Account Receivables, Collections, Grants Management , Payroll, Human Resources, Risk Management and IT. ... deadlines | Track incident reports and coordinate reporting with Risk Management | Oversee contract management...funding source requirements | In conjunction with the Data Analyst and the Director of Programming and Director of… more
- Citigroup (New York, NY)
- …and prioritize product enhancements to improve client experience, operational efficiency, and risk management . + Champion innovation in lending models, route ... across agency and principal lending, synthetic financing, and ESG-related impacts on lending. ** Risk , Control & Regulatory Oversight:** + Partner with internal … more
- Citigroup (Getzville, NY)
- …(BIA), Business Recovery Planning, Crisis Management , Data Analysis, Microsoft Excel, Regulatory Work, Risk Management , Third Party Management . ... a Business Execution Continuity of Business (CoB) Senior Lead Analyst in support of US Personal Banking, Wealth and...with Third Party oversight, risk and/or relationship management . + 3+ years Regulatory experience +… more
- Capgemini (New York, NY)
- …structures. + Familiarity with industry standards such as ISO 31000 and NIST AI Risk Management Framework, and regulatory compliance including EU AI Act ... + Consulting background or experience in a client-facing business analyst role **Your skills and experience** + Minimum 3...industry standards such as ISO 31000 and NIST AI Risk Management Framework, and regulatory … more
- JPMorgan Chase (New York, NY)
- The JP Morgan Wealth Management (USWM) business is focused on helping investors achieve their long-term financial goals and is comprised of the Chase wealth ... management business, JP Morgan Advisors, Personal Advisors and Self-Directed...to resolve production, quality, and escalated client service or risk -related issues, always striving for operational excellence and a… more
- Deloitte (Jericho, NY)
- AML Project Delivery Senior Analyst - Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants to work in a ... collaborative environment? As an experienced AML Project Delivery Senior Analyst you will have the ability to share new...from engagement management . The Team Our Deloitte Regulatory , Risk & Forensic team helps client… more
- Scotiabank (New York, NY)
- …conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ... provides a full range of investment banking, credit and risk management products and services relevant to...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- City of New York (New York, NY)
- Job Description APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE ... (DSS) and ensuring that DSS complies with all statutory, regulatory , and contractual standards. The Office of Audit Services...Services (OAS) is responsible for the assessment of operational risk within the Agency and the coordination of the… more