- Motion Recruitment Partners (New York, NY)
- …+ Develop and maintain technical documentation. + Support various tasks in response to regulatory and internal risk management requirements. Grow your career ... Quantitative Analyst -FRTB New York City, New York **Hybrid**...technical documentation. + Support various tasks in response to regulatory and internal risk management … more
- Santander US (New York, NY)
- …financing solutions in both US and global markets. **The Position** As a **Liability Management Analyst ** , you will play a key role in supporting the ... Liability Management - Analyst Country: United States...expected to take a proactive and responsible approach toward risk management . **EEO Statement:** At Santander, we… more
- City National Bank (New York, NY)
- …program risks that includes an internal control structure, new products, training, regulatory change management , risk assessments, issues management ... , and monitoring and reporting. *Compliance Risk Management Division* This is a great opportunity to grow...must comply and an awareness of issues of recent regulatory focus. * Escalate and measure compliance risk… more
- TD Bank (New York, NY)
- …industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ... timely fashion + Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control… more
- Raymond James Financial, Inc. (New York, NY)
- …closely with management to identify and mitigate financial, reputational, and regulatory risks. The analyst also contributes to the interpretation and ... home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_...testing efforts of other analysts; communicate any issues to management that require immediate attention in a clear and… more
- Bank of America (New York, NY)
- Product Management - Transformation Analyst Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Product- Management Transformation- Analyst \_25024032-2) **Job Description:** At Bank of… more
- Wellington (New York, NY)
- …applicable policies and procedures + Support Wellington's private investments compliance program regulatory risk areas including those that pertain to conflicts ... with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management 's Global Private Investments Compliance program,… more
- Wellington (New York, NY)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...are currently seeking to recruit a Fixed Income Credit Analyst ( Analyst ) to join our Structured Finance… more
- M&T Bank (New York, NY)
- …analysis of quantitative/econometric behavioral models used for credit risk , interest rate risk and liquidity risk management , as well as balance sheet ... models used for credit risk , interest rate risk and liquidity risk management ,...and procedures. + Understand and adhere to the Company's risk and regulatory standards, policies and controls… more
- City National Bank (New York, NY)
- …audit, and self-identified issues. * Analyze, evaluate and periodically review current risk management practices relating to RNDIP activities across the ... *INVESTMENT MANAGEMENT GOVERNANCE OFFICE BUSINESS ANALYST * WHAT...Internal Audit to strengthen the control environment and enhance risk management practices. * Monitor activities of… more